The following state filing information regarding Regulation A offerings is being provided for your convenience and is not intended as legal advice. Issuers and their counsel should consult the laws and rules in each state in which they are filing to verify the accuracy of the information. Questions about the filing requirements should be directed to the appropriate state regulator(s).
In addition to the requirements set forth below, most states require the agents of issuers in Regulation A offerings to register, and many also require agents to pass certain securities examination, such as the Series 7, Series 63 and/or the Series 66. Further, some states allow issuers to solicit indications of interest in an offering before the filing of any registration documents if other requirements are met. For more information on either of these topics, please contact the securities regulator(s) in the relevant jurisdiction(s).
Please select a state to review its filing requirements.