- North Dakota is a merit jurisdiction.
- North Dakota accepts the Uniform Application to Register Securities (Form U1), and does not allow for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- North Dakota collects a variable fee. The filing fee is 1/10 of 1% of the aggregate amount of each security or class of security to be registered, but not more than $2,500.00 with a minimum of $150.00 for each security or class of security to be registered.
- Fees should be payable to “ND Securities Department.” Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| 600 East Boulevard Bismarck, ND 58505 |
600 East Boulevard Bismarck, ND 58505 |
- For additional information, please visit the regulator’s website at www.nd.gov/securities or contact them at (701) 328-4703.
