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INVESTMENT ADVISERS

This area includes material of interest to investment advisers and investment adviser representatives.

SECURITIES ISSUERS

This area includes corporation finance information for small businesses and entrepreneurs seeking to raise investment capital. 

CRD & IARD RESOURCES

Learn more about the database systems used to register and retain records of broker-dealers and investment advisers.

SENIOR RESOURCES

Learn more about how you can use NASAA resources to help protect seniors and vulnerable adults from financial exploitation.

BROKER-DEALERS

This area includes resources and reports of interest to broker-dealers and their registered representatives.

FRANCHISE RESOURCES

This ares includes materials and resources of interest to current and prospective franchisors and franchisees.

UNIFORM FORMS

NASAA’s Uniform Forms library contains common forms for use by broker-dealers, investment advisers and securities issuers.