Comment Letters

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July 27, 2026

NASAA Comment Letter to the SEC Regarding File No. S7-2026-17, Registered Offering Reform

July 20, 2026

NASAA Comment Letter to the SEC Regarding File No. S7-2026-18, Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies.

July 6, 2026

NASAA Comment Letter to the SEC Regarding File No. S7-2026-15, Semiannual Reporting

June 1, 2026

NASAA Comment Letter to the DOL Regarding Fiduciary Duties in Selecting Designated Investment Alternatives

May 18, 2026

NASAA Comment Letter to the SEC Regarding File No. S7-2026-08, Publication or Submission of Quotations Without Specified Information

May 15, 2026

NASAA Comment Letter to the PCAOB Regarding the PCAOB’s Next Strategic Plan

May 13, 2026

NASAA Comment Letter to FINRA Regarding Social Media – Influenced Investing Report

May 1, 2026

NASAA Comment Letter to FINRA Regarding Regulatory Notice 26-06: Arbitration

March 18, 2026

NASAA Comment Letter to the SEC Regarding File No. SR-FINRA-2026-004, Proposed Amendments to FINRA Rule 2210

March 10, 2026

NASAA Comment Letter to FINRA Regarding Regulatory Notice 26-02, Rule Revisions to Help Member Firms Protect Senior Investors From Financial Exploitation and All Investors From Fraud.

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