NASAA members shield investors from harmful practices, products and people.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
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NASAA members provide regulatory frameworks for responsible capital formation.
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New Handbook Available for Potential IAR CE Course Content Providers
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We don’t regulate annuities, but since investors may place money earned from securities in an annuity we think informed investors should know how they work and if they’re a good option for their retirement. Learn about annuities by visiting our website. https://nssc.novascotia.ca/before-you-invest/question-week-%E2%80%93-what-are-annuities
Gensler Wants SEC To Beef Up Whistleblower Program @NASAA @SECGov @famag https://www.fa-mag.com/news/gensler-wants-sec-to-beef-up-whistleblower-program-63401.html
