NASAA SPOTLIGHT

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    ELECTRONIC FILING (EFD)

    The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.

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    FINANCIAL EMPOWERMENT FOR WOMEN

    Resources to empower women investors to take control of their financial futures.

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    ENFORCEMENT REPORT

    Learn more about the enforcement activities of NASAA members.

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    REQUESTS FOR COMMENT

    Requests for public comments on NASAA proposed Model Rules and Statements of Policy.

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    FRANCHISE RESOURCES

    Learn more about NASAA's New Franchise State Cover Sheets Instructions (Effective January 1, 2020)

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    SERVE OUR SENIORS

    Visit NASAA's Serve Our Seniors website.

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    PODCASTS

    Go inside real life cases of investment fraud in NASAA's Real Life Regulators podcast.