NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Announces Speakers and Agenda for 2021 Fintech and Cybersecurity Symposium
NASAA Extends Waiver of State-Registered Investment Adviser Firm System Fees
NASAA’s Senior Issues and Diminished Capacity Committee Presents: Cognition, Problems and Solutions
Informed Investor Advisory: Decentralized Finance (DeFi) Defined
NASAA Comment Letter to the SEC in Support of Proposed Amendments to the Proxy Solicitation Rules
NASAA Comment Letter to Department of Labor Supporting ESG Rule Proposal
Stay informed about regulatory developments related to COVID-19.
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Have you been targeted by a COVID-19 investment scam? Watch our short video to see some of the ways fraudsters are targeting investors. https://youtu.be/oZbpkO9ZB1o
Equities. Shares. Stocks. You may know them by different names, now learn about them by watching the short video from our Back to Basics series. https://youtu.be/YrFMaQwEL-A
