NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
North American Securities Administrators Association
Logout

Protect

NASAA members shield investors from harmful practices, products and people.

Check your professional's background

Educate

NASAA members empower investors to make informed financial decisions.

Learn More

Facilitate

NASAA members provide regulatory frameworks for responsible capital formation.

Learn More

Advocate

NASAA’s legislative agenda calls for Congress to prioritize investor protection.

Learn More

Who We Are

The North American Securities Administrators Association, founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice.

Our Story

NASAA Spotlight

Electronic Filing (EFD)

The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.
Learn More

Training

Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Learn More

Franchise Resources

Learn more about NASAA’s New Franchise State Cover Sheets Instructions (Effective January 1, 2020)
Learn More

Podcasts

Go inside real life cases of investment fraud in NASAA’s Real Life Regulators podcast.
Learn More

Requests for Comments

Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Learn More

Enforcement Statistics

Learn more about the enforcement activities of NASAA members.
Learn More

Serve Our Seniors

NASAA and its members work to protect investors and are especially focused on efforts to prevent the financial exploitation of older investors.
Learn More

IAR Continuing Education

NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program
Learn More

News & Announcements

September 28, 2026

Be a Part of NASAA’s Inaugural Regulatory Systems and Services Symposium

NASAA is inviting industry and financial services professionals to register for the inaugural NASAA Regulatory Systems and Services (RSS) Symposium, a new training event focused on the regulatory tools and systems professionals use every day. The Symposium is November 17-18 in Dallas, Texas.
September 17, 2026

NASAA Announces 2027 System Fees for Investment Adviser Registration Depository System

August 10, 2026

NASAA Approves Updated Waiting Period for Series 63, 65, and 66 Exam Retests

June 15, 2026

NASAA Warns of Imposter Scams on World Elder Abuse Awareness Day

Archive

Investor Advisories

September 16, 2026

Informed Investor Advisory: Money Mules: How an Easy Buck Can Turn You into an Accidental Criminal

September 10, 2026

Informed Investor Advisory: Be in the Know: Five Quick Facts about Bitcoin ATMs

September 2, 2026

Informed Investor Advisory: Sorry, Your Adviser May Be a Fake

December 1, 2025

Informed Investor Advisory: Impersonation Scams

Archive

Events

Chicago Skyline-2
October 04, 2026

2026 NASAA Fall Annual Meeting
RSSTrainingHero
November 17, 2026

2026 NASAA Regulatory Systems & Services Symposium
View All

Policy Updates

September 25, 2026 | Comment Letters

NASAA Comment Letter to FINRA Regarding Regulatory Notice 26-15: Best Execution

September 23, 2026 | NASAA Proposals

Notice of Request for Public Comment Regarding Proposed Revisions to the Form U2: Uniform Consent to Service of Process

September 21, 2026 | Comment Letters

NASAA Comment Letter to the SEC Regarding File No. S7-2026-25, Proposed Regulation E-Delivery

September 18, 2026 | Comment Letters

NASAA Comment Letter to the SEC Regarding File No. SR-FINRA-2026-017, Proposed Amendments to FINRA Rules Regarding Arbitrator Selection

September 14, 2026 | Letters to Congress

NASAA Urges Senators to Vote NO on the Digital Asset Market Clarity Act

September 11, 2026 | Letters to Congress

NASAA Urges Senators to Vote NO on the Digital Asset Market Clarity Act

View All

NASAA Follow

The latest news from the North American Securities Administrators Association, the voice of state and provincial securities regulators.

NASAA
nasaa

NASAA

@nasaa ·
4 Sep

Join us at NASAA’s inaugural Regulatory Systems & Services Symposium. Practical industry insights, filing best practices, and more. 📍Dallas | Nov. 17-18, 2026 🔗 https://bit.ly/nasaa2026rss

Reply on Twitter 2095871542206804167 Retweet on Twitter 2095871542206804167 Like on Twitter 2095871542206804167 1 X 2095871542206804167
nasaa

NASAA

@nasaa ·
3 Sep

NASAA’s Fall Annual Meeting is where the future of securities regulation takes shape. 🎟️ Register now to attend in Chicago or join us online: https://bit.ly/nasaa2026fall
#NASAA #NASAA2026 #Securities #InvestorProtection #FinancialRegulation

Reply on Twitter 2095524360039657737 Retweet on Twitter 2095524360039657737 Like on Twitter 2095524360039657737 X 2095524360039657737

NASAA welcomes new member
Faith Anderson,
Director of Securities,
Washington Securities Division.

Featured Video

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
Copyright © 2026, NASAA. No materials, including graphics, may be reused, modified or reproduced without written permission.
NASAA Logo Blue NASAA Logo Black