North American Securities Administrators Association - NASAA %

Protect

NASAA members shield investors from harmful practices, products and people.
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Educate

NASAA members empower investors to make informed financial decisions.
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Facilitate

NASAA members provide regulatory frameworks for responsible capital formation.
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Advocate

NASAA's legislative agenda calls for Congress to prioritize investor protection.
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News & Announcements

May 30, 2023
North American Securities Administrators Association Statement on the Aftermath of Typhoon Mawar and Its Impact on Guam
May 24, 2023
NASAA Celebrates the Five-Year Anniversary of the Senior Safe Act
April 21, 2023
NASAA Announces Speakers and Agenda for May 18 “NASAA’s Senior Issues Committee Presents” Webcast
April 20, 2023
NASAA Highlights Top Investor Threats for 2023
April 19, 2023
NASAA Urges Congress to Prioritize Capital Formation Policies that Protect Investors and Preserve State Authority

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EVENTS

September 09, 2023
2023 NASAA Fall Annual Meeting

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INVESTOR ADVISORIES

March 29, 2023
Informed Investor Advisory: Crypto
November 29, 2022
Informed Investor Advisory: Unsolicited Text Messages

policy updates

> Serve Our Seniors

> IAR Continuing Education

NASAA SPOTLIGHT

> Serve Our Seniors

> IAR Continuing Education

TRAINING

Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors

REQUESTS FOR COMMENT

Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
ENFORCEMENT STATISTICS

Learn more about the enforcement activities of NASAA members.

ELECTRONIC FILING (EFD)

The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.
FRANCHISE RESOURCES

Learn more about NASAA's New Franchise State Cover Sheets Instructions (Effective January 1, 2020)

SERVE OUR SENIORS

Visit NASAA's Serve Our Seniors website.
PODCASTS

Go inside real life cases of investment fraud in NASAA's Real Life Regulators podcast.

WEBCASTS

Help protect seniors by registering for our May 18 “NASAA’S Senior Issues Committee Presents” webcast.
NASAA STATEMENT

North American Securities Administrators Association Statement on the Aftermath of Typhoon Mawar and Its Impact on Guam

Featured Video

Check out our newest video, " Myth #1: I don't need a Trusted Contact Person because I would never fall for a scam"