NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA President to Testify Before U.S. Senate Committee on Banking, Housing, and Urban Affairs
NASAA Panel to Participate in National Whistleblower Day Event
Request for Public Comment on Amendments to NASAA REIT Guidelines Extended
Prepared Remarks of Andrea Seidt for the SEC SBCFAC Regarding Secondary Market Liquidity
NASAA announced that beginning April 1, 2022, it will no longer offer the Series 63, Series 65 and Series 66 qualification exams through online testing. These exams will only be available online for candidates who provide medical proof that they cannot take exams in testing centers. Candidates currently scheduled to take any NASAA exam online on or prior to March 31, 2022, are unaffected by this announcement.
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
