NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Welcomes New Members To Its Seniors Advisory Committee
NASAA Announces Passing Scores Associated with New Exam Test Specifications
NASAA and SEC Announce $45 Million Settlement with Nexo Capital Over Interest-Bearing Accounts
NASAA Comment Letter to the SEC Regarding Private Market Reforms
NASAA Letter to NCSL Regarding State Professional Occupational Licensing Legislation
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
