NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Annual Public Policy Symposium to Focus on Investor Protection in a Digital Age
NASAA Promotes Financial Literacy Month With Investor Education Resources
NASAA Seeks Public Comment on Proposed Statement of Policy Regarding Peer-to-Peer Lending
Unpaid Arbitration Awards Under the Uniform Securities Acts of 1956 and 2002
NASAA Comment Letter Regarding Public Company Cybersecurity Risk Management Disclosures
NASAA announced that beginning April 1, 2022, it will no longer offer the Series 63, Series 65 and Series 66 qualification exams through online testing. These exams will only be available online for candidates who provide medical proof that they cannot take exams in testing centers. Candidates currently scheduled to take any NASAA exam online on or prior to March 31, 2022, are unaffected by this announcement.
Stay informed about regulatory developments related to COVID-19.
