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NASAA members provide regulatory frameworks for responsible capital formation.
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Examining the Impacts of the COVID-19 Pandemic on U.S. Capital Markets
NASAA Comment Letter to SEC Regarding Proposed Regulation S-K Amendments
You are invited to participate in a NASAA filer training webinar on Tuesday, June 2 at 1 pm ET, for a new system walk through.
Resources to empower women investors to take control of their financial futures.
NASAA today pushed back against an SEC proposal to “harmonize” the framework for exempt securities offerings. The proposal would open new avenues for exempt securities offerings, undermining the public markets and investor protection. https://bit.ly/2XmLUNX
NASAA today released for public comment a proposed whistleblower award & protection model act designed to help states provide a safe environment for people to come forward to report suspected wrongful securities practices to state securities regulators. https://bit.ly/2X5arHt
NASAA tells Congress to guard against proposals to weaken securities laws as it continues to craft legislative responses to address the effects the novel coronavirus COVID-19 is having on the nation’s capital markets. Details: https://bit.ly/3daVJV2 #coronavirus #Congress
Be cautious of any investment connected to COVID-19. Fraudsters and scam artists unfortunately try to take advantage of uncertain times. Watch our short video on COVID-19 Investment scams. https://youtu.be/oZbpkO9ZB1o
