NASAA members shield investors from harmful practices, products and people.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
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NASAA members provide regulatory frameworks for responsible capital formation.
Learn MoreNorth American Securities Administrators Association Announces 2021 Award Recipients
Stay informed about regulatory developments related to COVID-19.
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Listen to real life Investment Fraud stories from @DCDISB on their Podcast. Click on this link: http://bit.ly/3C42e8N
Ohio's Securities Commissioner Andrea Seidt provides tips for consumers to avoid #investmentfraud. https://www.13abc.com/2021/09/24/toledo-investment-advisor-facing-federal-fraud-charge-over-400000/
NASAA’s 2021-2022 President Melanie Senter Lubin of Maryland takes the helm as its 104th president; new Board and Sections members also announced.
https://www.nasaa.org/58826/maryland-securities-commissioner-melanie-senter-lubin-takes-helm-as-104th-president-of-north-american-securities-administrators-association/?qoid=current-headlines
Thanks to the North American Securities Administrators Association @NASAA for inviting me to be part of an excellent panel discussion today. Titled, “Words Matter – Holding Companies, Professionals, and Influencers Accountable for What They Say: The Fine…https://lnkd.in/gcSAqfhe
