NASAA members shield investors from harmful practices, products and people.
Check your professional's background.
NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA and SEC Announce $45 Million Settlement with Nexo Capital Over Interest-Bearing Accounts
NASAA Bulletin: Investor Resilience – World Investor Week 2022
NASAA Comment Letter to the SEC Regarding File. No. S7-25-22, Outsourcing by Investment Advisers
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Great news story from @BUSINESSFIRSTAM featuring NASAA President Andrew Hartnett on how to spot investment scams. https://youtu.be/DrchpFVNHuU
It’s National Puzzle Day! Components of an investment plan are like putting pieces of a puzzle together. Fit your investment pieces together to create a plan that helps you meet your financial goals.
Learn how: ➡️https://www.investor.gov/introduction-investing/investing-basics/save-and-invest
