NASAA SPOTLIGHT

  • image

    IAR CONTINUING EDUCATION

    We're conducting a nationwide survey to collect input on potential course content for Investment Adviser Representative Continuing Education classes.

    image

    ELECTRONIC FILING (EFD)

    The NASAA Electronic Filing Depository allows filers and issuers to quickly submit filing notices, fees, and forms to states, U.S. territories and jurisdictions.

  • image

    REQUESTS FOR COMMENT

    Requests for public comments on NASAA proposed Model Rules and Statements of Policy.

    image

    FRANCHISE RESOURCES

    Learn more about NASAA's New Franchise State Cover Sheets Instructions (Effective January 1, 2020)

  • image

    SERVE OUR SENIORS

    Visit NASAA's Serve Our Seniors website.

    image

    PODCASTS

    Go inside real life cases of investment fraud in NASAA's Real Life Regulators podcast.