NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Cautions Investors About Investment Scams in the Metaverse
NASAA Hosts State and Provincial Securities Regulators at the 2022 Fall Annual Meeting in Nashville
NASAA President to Testify Before U.S. Senate Committee on Banking, Housing, and Urban Affairs
NASAA Letter to the Senate and House Agriculture Committees Regarding the DCCPA
NASAA Comment Letter Regarding SR FINRA 2022-019 and SR FINRA 2022-021
NASAA announced that beginning April 1, 2022, it will no longer offer the Series 63, Series 65 and Series 66 qualification exams through online testing. These exams will only be available online for candidates who provide medical proof that they cannot take exams in testing centers. Candidates currently scheduled to take any NASAA exam online on or prior to March 31, 2022, are unaffected by this announcement.
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
We thank @Carter_Lawrence and Assistant Commissioner Elizabeth Bowling for their remarks and warm welcome to Nashville! #NASAA2022Annual
Thank you, @NASAA for the Southern hospitality and inviting @Carter_Lawrence and Assistant Commissioner Elizabeth Bowling to speak at today’s opening ceremony at the Fall 2022 Annual Meeting! #tnsecurities #NASAA2022Annual
