NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA’s Electronic Filing Depository System Nears Half-Million Filings
Wisconsin Securities Regulator Appointed to SEC Investor Advisory Committee
NASAA Members Adopt Model Rule to Require Continuing Education by Investment Adviser Representatives
The Coronavirus is Novel but Crisis-related Scams are Nothing New
NASAA Comment Letter to SEC Regarding Proposed Amendments to Mutual Fund Disclosure Standards
Learn more about the enforcement activities of NASAA members.
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
https://twitter.com/NSSCommission/status/1349743105357045760
Remain vigilant and be on the lookout for new schemes tied to COVID-19 and recent economic developments. Stay clear of anything sounding too good to be true. Watch our short video for examples of some ways fraudsters are targeting investors. https://youtu.be/oZbpkO9ZB1o
Be on guard against an anticipated surge of fraudulent investment schemes. Watch our short video for examples of some ways fraudsters are targeting investors. https://youtu.be/oZbpkO9ZB1o
More tips to avoid fraud:
✅Don’t provide sensitive information to cold callers;
✅Beware of unfamiliar websites, emails;
✅Beware of overly complex investments;
✅Don’t fall for high-pressure sales tactics.
