NASAA members shield investors from harmful practices, products and people.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
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NASAA members provide regulatory frameworks for responsible capital formation.
Learn MoreNASAA Fall Annual Meeting to Examine Emerging Trends in Financial Regulation
Stay informed about regulatory developments related to COVID-19.
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
NASAA’s 2021-2022 President Melanie Senter Lubin of Maryland takes the helm as its 104th president; new Board and Sections members also announced.
https://www.nasaa.org/58826/maryland-securities-commissioner-melanie-senter-lubin-takes-helm-as-104th-president-of-north-american-securities-administrators-association/?qoid=current-headlines
Thanks to the North American Securities Administrators Association @NASAA for inviting me to be part of an excellent panel discussion today. Titled, “Words Matter – Holding Companies, Professionals, and Influencers Accountable for What They Say: The Fine…https://lnkd.in/gcSAqfhe
📣Shoutout to our Securities Commissioner Andrea Seidt for leading this excellent panel session. #NASAA2021Annual https://twitter.com/NASAA/status/1439982599217295362
This morning's panel discusses the different types of investors in the market and the goals, investment needs, risk-taking and trading behavior that companies, advisors and regulators must handle. #NASAA2021Annual
Important issue @NASAA is addressing - why do you care about DEI now and not 1, 5, 10 years ago? We always knew, so why care now? @CEOofHappYness: Until you can answer that question, nothing can change. https://twitter.com/NASAA/status/1440028726708748290
“We are all fishing from the same pool of talent.” — Chris Gardner, @CEOofHappYness
