NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA and SEC Announce $45 Million Settlement with Nexo Capital Over Interest-Bearing Accounts
NASAA Report and Recommendations on Reinvigorating Our Capital Markets
NASAA Comment Letter to the SEC Regarding File. No. S7-25-22, Outsourcing by Investment Advisers
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
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