NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Launches Exam Validity Extension Program for Investment Adviser Representatives
NASAA Announces 2024 Fee Schedule for Investment Adviser Registration Depository System
NASAA Members, CFTC Reach Settlement with Safeguard Metals in $68m Fraud Targeting Elderly Adults
NASAA Joins with Securities Regulators Around the World During World Investor Week
Informed Investor Advisory: Will the Real Adviser or Broker Please Stand Up?
Informed Investor Advisory: Other People’s Money Investment Scams
NASAA amicus curiae brief supporting FINRA against claims of unconstitutionality.
NASAA amicus curiae brief in support of the SEC’s enforcement action against Coinbase.
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
In 2022, a new investment product called a Single Stock Exchange Traded Fund (Single Stock ETF) hit the market. While its name sounds like a simple “single” investment, there are many risks associated with Single Stock ETFs. Learn more before you invest: https://bityl.co/Mk70
🌐 Stay informed and be careful online: Limit personal information sharing, avoid public Wi-Fi connections, and act quickly on data breaches to minimize risks. https://bityl.co/Magj #OnlineSafety #SeniorSafety
Stay up to date on current affairs concerning senior investors with NASAA’s dedicated newsroom, including recent industry news and podcasts on the financial safety of at-risk investors: https://bityl.co/MagW
Want to learn to invest? Budgeting is a life-long pursuit to help you reach your personal financial goals. Not sure how to start? Our free education guide on budgeting will help put you on the path to financial wellness. https://bit.ly/3DRAggn
Courses offered by NASAA as part of its Investment Adviser Representative Continuing Education (IAR CE) program will be unavailable from December 28 - January 1 for year-end roster reporting. To view our approved list of IAR CE course providers, go to: https://bityl.co/MaDI
