NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn More
NASAA members provide regulatory frameworks for responsible capital formation.
Learn More
NASAA members shield investors from harmful practices, products and people.
Check your professional's background.
New Handbook Available for Potential IAR CE Course Content Providers
NASAA Letter Regarding H.R. 1187, the Corporate Governance and Investor Protection Act of 2021
NASAA Amicus in Support of Stay of Robinhood’s Declaratory Judgment Action Against Massachusetts
NASAA Letter to Rep. Himes Re H.R. 2655, the Insider Trading Prohibition Act of 2021
Stay informed about regulatory developments related to COVID-19.
Learn more about the enforcement activities of NASAA members.
If you suspect that an elderly loved one has been financially abused, contact the NC Investor Hotline at (800) 688-4507 or file a complaint with our Securities Division online at https://bit.ly/2TD2pq4. #WEAAD2021 https://twitter.com/NASAA_IE/status/1404818548149698560
In recognition of World Elder Abuse Awareness Day @NASAA reminds financial professionals and the public of the warning signs of elder financial abuse, including potential exploitation by guardians. https://bit.ly/2TC2tGc #WEAAD2021
#Bitcoin. #Ethereum. #Litecoin. #Dogecoin. There are hundreds of cryptocurrencies available these days. But are the platforms that you use to trade crypto assets regulated? We look at this question in our latest blog post. https://nssc.novascotia.ca/before-you-invest/question-week-are-crypto-trading-platforms-regulated
Check out NASAA's latest episode in the "Get in the Know" video series. https://youtu.be/qiy1Q7pgGck
Cryptocurrency scams rise 1000% over the past year. “Investors need to be on guard,” says Joe Rotunda, director, enforcement division @TxSSB. Be sure to check investment offerings with your state securities regulator. @SingletaryM @NASAA @NASAA_IE
https://www.washingtonpost.com/business/2021/05/18/ftc-cryptocurrency-scams/
