NASAA members shield investors from harmful practices, products and people.
Check your professional's background.
NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Installs New President and Board Officers at 2023 Fall Annual Meeting
2023 State Investment Adviser Examination Sweep Identifies Compliance Deficiencies
Informed Investor Advisory: Will the Real Adviser or Broker Please Stand Up?
Informed Investor Advisory: Other People’s Money Investment Scams
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
NASAA debuts newly created guides for candidates interested in taking the Series 63, Series 65, and Series 66 qualification examinations. Details: https://bityl.co/LKX0
At or near retirement age and been offered a too-good-to-be-true investment opportunity? Use NASAA’s INVESTigate checklist before buying in. https://bityl.co/LFqf
🚩 Beware! Fraudsters target all ages. Verify registration and disciplinary history with your state or provincial securities regulator. Stay safe & informed! #InvestorEducation #NASAA https://bityl.co/LEuv
🛡️ How to protect yourself from investment scams: Don't use strategies you don't understand, ignore unsolicited messages, never provide personal information to strangers, and always verify the legitimacy of investment opportunities.
https://bityl.co/LEum
💡 Want to avoid falling for an imposter scam? Do independent research and contact your state or provincial securities regulator to ensure you're dealing with a registered investment professional. https://bityl.co/LBZf #InvestSmart
