State and provincial securities regulators have a long
tradition of protecting investors through financial education.
Investing means putting your money to work so it can make more money. It is not a get-rich-quick scheme and it’s not gambling. Being an informed investor means having a plan and understanding each of your investments. Whether you’re new to investing or already investing, NASAA and its members provide a variety of online investor education resources for investors of all ages.
GET IN THE KNOW
While most investment professionals are reputable, it pays to remember that as in any industry there are those individuals and firms who are not. Investigate before you invest.
Learn the steps you should take when you have a concern or complaint about an investment professional, or if you suspect an investment opportunity is suspicious.