NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Opens Public Comment Period for Proposed Revisions to Its Broker-Dealer Conduct Model Rule
NASAA Announces 2025 Fee Schedule for Investment Adviser Registration Depository System
Andrea Seidt to Become NASAA’s Representative on the SEC Investor Advisory Committee
NASAA Installs New President and Board Officers at 2024 Fall Annual Meeting
Informed Investor Advisory: “Registered, Professional” Crypto Trader Scams
NASAA Letter to Congress Urging the Use of a Technology-Neutral Approach to Market Regulation
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Our Serve Our Seniors resource center provides essential tools to help caregivers protect senior investors. Access our state and provincial caregiver directory and links that support caring for a loved one. Explore: https://bit.ly/4aRvSiN
Today we celebrate #WorldSavingsDay! While new and evolving financial technology offers great conveniences, please be cautious. Learn how to protect your online accounts from fraud with our investor alert. Details: https://bit.ly/3qQrn3t
Are you close to retirement? If so, it’s time to evaluate your savings to date. Our handy resource provides items to review and smart moves you can take to confidently plan your next steps. Start here: https://bit.ly/2TIyjBv
🗓️ This week is National Retirement Security Week! 🏦 If you’re retired or nearing retirement, it’s a perfect time to discuss your financial plans with loved ones. Our conversation starter can guide you. Start here: https://www.nasaa.org/conversation-starters-empty-nest/
🚨 NASAA’s 2024 Enforcement Report is out! Our members are dedicated to protecting investors: 8,700 active cases, $333M in fines & restitution, and 461 years of incarceration. Investor protection is our top priority. Learn more: https://bit.ly/4hff48M
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION ™750 First Street NE, Suite 990
