NASAA SECTIONS, COMMITTEES, AND PROJECT GROUPS
Like many organizations, NASAA accomplishes much of its work through the voluntary efforts of its members. NASAA volunteers work through standing Committees organized into five sections: Broker-Dealer, Corporation Finance, Enforcement, Investment Adviser, and Investor Education. Each Section has Project Groups that are focused on specific topical issues.
Board-Level Committee, Section, and Project Group Members
- Board-Level Committees
- Broker-Dealer Section Committee and Project Groups
- Corporation Finance Section Committee and Project Groups
- Enforcement Section Committee and Project Groups
- Investment Adviser Section Committee and Project Groups
- Investor Education Section Committee and Project Groups
Advisory Committee Members
- Advisory Committee to the Franchise and Business Opportunities Project Group
- Advisory Committee to the Senior Issues Committee
- Electronic Filing Depository (EFD) Filer Panel
- IAR CE Industry Advisory Committee
- Advisory Committee to the Direct Participation Programs Policy Project Group
