NASAA works through standing committees organized into five sections: broker-dealer regulation, investment adviser regulation, enforcement, corporation finance, and investor education. Project groups are formed in each section to work on topical issues.
Current Board Committees, Sections and Project Group Rosters
Broker Dealer Section Committee and Project Groups
Corporation Finance Section Committee and Project Groups
Enforcement Section Committee and Project Groups
Investment Adviser Section Committee and Project Groups
Investor Education Section Committee and Project Groups
