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NASAA Proposals

Topic
Year
August 4, 2022

Request for Public Comment on Amendments to NASAA REIT Guidelines Extended

June 22, 2022

Notice of Request for Public Comment on Proposed NASAA Model Rules to Extend the Validity Periods of Certain Examinations

Comment Letters
March 23, 2022

Notice of Request for Public Comment on Proposed Statement of Policy Regarding Peer-to-Peer Lending

Comment Letters
December 7, 2021

Notice of Request for Public Comment Regarding Proposed Statement of Policy Regarding the Use of Franchise Questionnaires and Acknowledgments

Comment Letters
October 5, 2021

Notice of Request For Public Comment Regarding Unpaid Arbitration Awards Model Rules

Comment Letters
October 7, 2020

Notice of Request for Comments Regarding a Proposed Amendment to Investment Adviser Representative Continuing Education Program and Model Rule Under the Uniform Securities Acts of 1956 and 2002

Comment Letters
July 2, 2020

Notice of Request for Public Comment Regarding Proposed Model Rule for Investment Adviser Written Policies and Procedures Under the Uniform Securities Acts of 1956 and 2002

Comment Letters
July 1, 2020

Notice of Request for Public Comment Regarding a Proposed Model Act to Create a Restitution Assistance Fund for Victims of Securities Violations

Comment Letters
May 26, 2020

Notice of Request for Public Comment Regarding a Proposed Model Whistleblower Award and Protection Act

Comment Letters
February 13, 2020

Notice of Request for Public Comment Regarding a Proposed Investment Adviser Representative Continuing Education Program and an Implementing Model Rule Under the Uniform Securities Acts of 1956 and 2002

Comment Letters