image showcase

NASAA Proposals

Proposals to adopt, amend or repeal NASAA Model Rules, Acts and Statements of Policy

Topic
Year
May 16, 2016

Proposed NASAA Model Rule and Uniform Notice Filing Form for Federal Crowdfunding Offerings

Comment Letters
May 2, 2016

Proposed Statement of Policy on the Use of Electronic Offering Documents and Electronic Signatures

Comment Letters
April 1, 2016

Proposed New Multistate Form U-1 and a Revised Form U-2

Comment Letters
January 27, 2016

Proposed NASAA Model Rule and Uniform Notice Filing Form for Regulation A – Tier 2 Offerings

Comment Letters
October 1, 2015

Proposed NASAA Franchise Commentary on Financial Performance Representations

Comment Letters
September 29, 2015

Proposed NASAA Model Act to Protect Vulnerable Adults from Financial Exploitation

Comment Letters
April 16, 2015

Proposed NASAA Model Rule Exempting Certain Merger and Acquisition Brokers from State Registration

Comment Letters