Comment Letters
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February 19, 2019
NASAA Comment Letter to SEC Regarding Proposed Regulation Best Interest and Related Rulemakings, File No. S7-07-18
January 30, 2019
NASAA Comment Letter to SEC Division of Corporation Finance Opposing Mandatory Arbitration Shareholder Proposal
November 8, 2018
NASAA Comment Letter to FINRA Regarding Regulatory Notice 18-26 – Continuing Education Program
August 23, 2018
NASAA Comment Letter to SEC Regarding Proposed Regulation Best Interest and Related Rulemakings, File No. S7-07-18
August 7, 2018
NASAA Initial Comment Letter to SEC Regarding Proposed Regulation Best Interest and Related Rulemakings, File No. S7-07-18
June 12, 2018
