• Arizona is a merit jurisdiction.
  • Arizona accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
    • Arizona requires the issue be sold through a registered dealer.  The applicant must provide the name of the registered dealer selling the offering or an issuer dealer application will be required.
  • Arizona collects a variable fee equal to 1/10th of 1% of the aggregate offering price of securities to be sold in Arizona. The minimum fee is $200; the maximum fee is $2,000. Fees should be payable to “Arizona Corporation Commission”. Payments should be sent to the following address:
Mailing Address:  Courier Address:
1300 W. Washington St., 3rd FL Phoenix, AZ 85007 1300 W. Washington St., 3rd FL Phoenix, AZ 85007
  • For additional information, please visit the Commission’s website at www.azcc.gov, or contact them at 602-542-0326.