- West Virginia is a disclosure jurisdiction.
- West Virginia accepts the Uniform Application to Register Securities (Form U1), and does not allow for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhitbits
- West Virginia collects a variable fee. Fee is 1/16th of 1% of amount offered in WV with minimum of $60.00.
- Include name of Broker Dealer Registered in WV through which offering will be made, or application to register individual(s) of the issuer.
- Fees should be made payable to the “WV State Auditor.” Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| WV Securities Commission Office of the State Auditor Bldg 1, Room W-100 1900 Kanawha Blvd E Charleston, WV 20305 |
WV Securities Commission Office of the State Auditor Bldg 1, Room W-100 1900 Kanawha Blvd E Charleston, WV 20305 |
- For additional information, please visit the regulator’s website at www.wvsao.gov or contact them at 888-368-9507.
