• New Mexico is a merit jurisdiction.
  • New Mexico accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • New Mexcio collects a variable fee. A person filing a registration statement shall pay a filing fee of one-tenth of one percent of the maximum aggregate offering price at which the registered securities are to be offered in New Mexico, but not less than five hundred twenty-five dollars ($525) nor more than two thousand five hundred dollars ($2,500).
  • Fees should be made payable to “New Mexico Securities Division.” Payment should be sent to  the following address:
Mailing Address:  Courier Address:
P.O. Box 25101
Santa Fe, NM 87505
2550 Cerrillos Road
Santa Fe, NM  87505