- New Mexico is a merit jurisdiction.
- New Mexico accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- New Mexcio collects a variable fee. A person filing a registration statement shall pay a filing fee of one-tenth of one percent of the maximum aggregate offering price at which the registered securities are to be offered in New Mexico, but not less than five hundred twenty-five dollars ($525) nor more than two thousand five hundred dollars ($2,500).
- Fees should be made payable to “New Mexico Securities Division.” Payment should be sent to the following address:
| Mailing Address: | Courier Address: |
| P.O. Box 25101 Santa Fe, NM 87505 |
2550 Cerrillos Road Santa Fe, NM 87505 |
- For additional information, please visit the regulator’s website at http://www.rld.state.nm.us/securities-division/Raising_Capital.aspx or contact them at (505) 476-4587.
