- Kansas is a merit jurisdiction.
- Kansas accepts the Uniform Application to Register Securities (Form U1), and does allow for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Kansas collects a variable fee: 0.05% of the maximum aggregate offering price; there is a minimum fee of $100 and a maximum fee of $1,500. Note, however, that a fee moratorium is currently in place for all securities registrations that would require payment of a fee due from July 1, 2021, through June 30, 2022.
- Fees are payable to “Kansas Securities Commissioner.” Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| Office of the Securities Commissioner of Kansas 1300 SW Arrowhead Rd. Topeka, KS 66604 |
Office of the Securities Commissioner of Kansas 1300 SW Arrowhead Rd. Topeka, KS 66604 |
- For additional information, please visit the Office’s website at insurance.kansas.gov/securities/ (See Capital Formation), or contact them at 785-296-3071.
