• Kansas is a merit jurisdiction.
  • Kansas accepts the Uniform Application to Register Securities (Form U1), and does allow for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Kansas collects a variable fee: 0.05% of the maximum aggregate offering price; there is a minimum fee of $100 and a maximum fee of $1,500. Fees should be payable to “Kansas Securities Commissioner”. Payments should be sent to the following address:
Mailing Address:  Courier Address:
Office of the Securities Commissioner of Kansas
109 SW 9th St, Suite 600
Topeka, KS 66612-1215
Office of the Securities Commissioner of Kansas
109 SW 9th St, Suite 600
Topeka, KS 66612-1215
  • For additional information, please visit the Commissioner’s website at www.ksc.ks.gov (See Capital Formation menu), or contact them at 785-296-3307.