• Kansas is a merit jurisdiction.
  • Kansas accepts the Uniform Application to Register Securities (Form U1), and does allow for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Kansas collects a variable fee: 0.05% of the maximum aggregate offering price; there is a minimum fee of $100 and a maximum fee of $1,500.  Note, however, that a fee moratorium is currently in place for all securities registrations that would require payment of a fee due from July 1, 2021, through June 30, 2022.
  • Fees are payable to “Kansas Securities Commissioner.” Payments should be sent to the following address:
Mailing Address:  Courier Address:
Office of the Securities Commissioner of Kansas
1300 SW Arrowhead Rd.
Topeka, KS 66604
Office of the Securities Commissioner of Kansas
1300 SW Arrowhead Rd.
Topeka, KS 66604
  • For additional information, please visit the Office’s website at insurance.kansas.gov/securities/ (See Capital Formation), or contact them at 785-296-3071.