- Nebraska is a merit jurisdiction.
- Nebraska accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Nebraska collects a variable fee calculated as 1/10 of 1% of the securities to be offered in the state. The minimum fee is $100.00. There is no maximum. Fees should be payable to “The Nebraska Department of Banking and Finance”. Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| 1526 K Street, Suite 300 Lincoln, Nebraska 68508-2732 |
1526 K Street, Suite 300 Lincoln, Nebraska 68508-2732 |
- For additional information, please visit the Department’s website at www.ndbf.ne.gov, or contact them at 402-471-3445.
