• Wisconsin is a disclosure jurisdiction.
  • Wisconsin accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Wisconsin collects a fixed fee in the amount of $1500 (Reg A Tier 1) or $200 (Reg A Tier 2).
  • Wisconsin accepts the Uniform Notice of Regulation A – Tier 2 Offering form.
  • Both Tier 1 and Tier 2 filings expire after one year unless extended prior to expiration. The fee for extension is $200.
  • Fees should be made payable to “DFI Division of Securities.” Payment should be sent to the following address:
Mailing Address: Courier Address:
PO Box 1768
Madison, WI 53701
4822 Madison Yards Way, North Tower
Madison, WI 53705
  • For additional information, please visit the regulator’s website at www.wdfi.org or contact them at (608) 266-2139.


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