- Iowa is a merit jurisdiction.
- Iowa accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- The Iowa Securities Bureau collects a variable fee calculated as one tenth of one percent of the amount of offering proceeds to be sold in the state with a minimum amount of $50 and a maximum of $1000. Fees should be payable to “Iowa Insurance Division”. Payments should be sent to the following address:
Mailing Address: Courier Address: Iowa Insurance Division
Securities and Regulated Industries Bureau
Two Ruan Center
601 Locust Street, 4th Floor
Des Moines, Iowa 50309-3738Iowa Insurance Division
Securities and Regulated Industries Bureau
Two Ruan Center
601 Locust Street, 4th Floor
Des Moines, Iowa 50309-3738
- For additional information, please visit the Bureau’s website at www.iid.state.ia.usor contact them at 515 281-8815.
