• Iowa is a merit jurisdiction.
  • Iowa accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • The Iowa Securities Bureau collects a variable fee calculated as one tenth of one percent of the amount of offering proceeds to be sold in the state with a minimum amount of $50 and a maximum of $1000. Fees should be payable to “Iowa Insurance Division”. Payments should be sent to the following address:
    Mailing Address: Courier Address:
    Iowa Insurance Division
    Securities and Regulated Industries Bureau
    Two Ruan Center
    601 Locust Street, 4th Floor
    Des Moines, Iowa 50309-3738
    Iowa Insurance Division
    Securities and Regulated Industries Bureau
    Two Ruan Center
    601 Locust Street, 4th Floor
    Des Moines, Iowa 50309-3738
  • For additional information, please visit the Bureau’s website at www.iid.state.ia.usor contact them at 515 281-8815.