• Utah is a disclosure jurisdiction.
  • Utah accepts the Uniform Application to Register Securities (Form U1), and does not allow for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Utah collects a fixed fee in the amount of $300.
  • Fees should be made payable to the “Utah Division of Securities.” Payment should be sent to the following address:
Mailing Address:  Courier Address:
P.O. Box 146760
Salt Lake City, UT 84114-6760
160 E 300 S, 2nd Floor
Salt Lake City, UT 84111
  •  For additional information, please visit the Corporate Finance section of the regulator’s website, available at www.securities.utah.gov, or contact Benjamin Johnson, Corporate Finance Director, at (801) 530-6134.

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