- Washington is a merit jurisdiction.
- Washington accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Washington collects a variable fee. The filing fee is $100 for the first $100,000 offered in this state plus 1/40th of 1% for the amount over $100,000 offered in Washington.
- Fees should be made payable to the “Washington State Treasurer.” Payment should be sent to the following address:
| Mailing Address: | Courier Address: |
| Securities Division Department of Financial Institutions P.O. Box 9033 Olympia, WA 98507-9033 |
Securities Division Department of Financial Institutions 150 Israel Rd. SW Tumwater, WA 98501 |
- For additional information, please visit the regulator’s website or call (360) 902-8760.
