- California is a merit jurisdiction.
- California accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
- Registration requires filing or delivery of:
- Filing fee
- Application form
- Financial statements
- A Consent to Service of Process (Form U2)
- SEC Form 1-A with exhibits
- Customer Authorization Form
- California collects a variable fee: $200 plus 1/5 of 1% of the maximum aggregate offering price of the securities being qualified. Fees should be payable to “Department of Business Oversight”. Payments should be sent to the following address:
| Mailing Address: | Courier Address: |
| 1 Sansome St, Suite 600 San Francisco, CA 94104 |
1 Sansome St, Suite 600 San Francisco, CA 94104 |
- For additional information, please contact the state securities regulator.
