• Arkansas is a merit jurisdiction.
  • Arkansas accepts the Uniform Application to Register Securities (Form U1), and allows for electronic signature of forms.
  • Registration requires filing or delivery of:
    • Filing fee
    • Application form
    • Financial statements
    • A Consent to Service of Process (Form U2)
    • SEC Form 1-A with exhibits
  • Arkansas collects a variable fee equal to 0.1% of the maximum aggregate offering price at which the registered securities are to be offered in AR, but the fee shall be no less than $150 and no more than $2,000. Fees should be payable to “Arkansas Securities Department”. Payments should be sent to the following address:
Mailing Address:  Courier Address:
Arkansas Securities Department
201 E. Markham Street, Suite 300
Little Rock, AR 72201
Arkansas Securities Department
201 E. Markham Street, Suite 300
Little Rock, AR 72201
  • For additional information, please visit the Department’s website at www.securities.arkansas.gov, or contact either Felicia West at 501-324-8697.