Search Results for: fraud
The Coronavirus is Novel but Crisis-related Scams are Nothing New
The North American Securities Administrators Association (NASAA) and FINRA have joined to encourage investors to proceed cautiously with new investment…NASAA Highlights Top Investor Threats for 2023
Scammers Use Technology and Play on Emotions to Target Retail Investors WASHINGTON, D.C. (April 20, 2023) – The North American…Informed Investor Advisory: Marijuana-related Investments
Are you an informed investor? Marijuana-Related Investments: Greener Pastures or Just Another Scam? You know the pitch – “Don’t miss…Informed Investor Advisory: Private Placement Offerings
Are you an informed investor? Private Placement Offerings The COVID-19 pandemic has caused significant disruption and anxiety to individuals and…2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director
September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…NASAA President Outlines Key Elements of Meaningful Regulatory Reform in Congressional Testimony
WASHINGTON (October 6, 2009) – In testimony before the U.S. House Financial Services Committee, North American Securities Administrator Association President…NASAA, NAPSA Unite to Fight Financial Elder Abuse
State Securities Regulators & Adult Protective Services Workers Announce Partnership to Prevent Elder Abuse Washington, D.C. (June 15, 2009)––The North…State and Provincial Securities Regulators Conduct Coordinated International Crypto Crackdown
Borg: “The actions announced today are just the tip of the iceberg." Cryptosweep Presentation WASHINGTON, D.C. (May 21, 2018) – The…States Report Increased Withdrawals of Licenses of Unscrupulous Brokers, Investment Advisers
NASAA Enforcement Report Details Investor Protection Role of State Securities Regulators Download: 2013 Enforcement Report on 2012 Data (pdf) WASHINGTON (October 31,…NASAA Warns of Potential Dangers of Crowdfunding Investment Opportunities
WASHINGTON, D.C. (May 15, 2012) – The North American Securities Administrators Association (NASAA) today issued an advisory warning investors to…
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