Search Results for: fraud
NASAA Releases 2025 Enforcement Report
WASHINGTON, D.C. (October 16, 2025) – The North American Securities Administrators Association (NASAA) today released its 2025 Enforcement Report, identifying…State and Provincial Securities Regulators Offer Resources Addressing Unique Investing Issues Facing Women
New Outreach Program Designed to Help Women Strengthen Financial Confidence WASHINGTON, D.C. (March 2, 2020) —In recognition of Women’s History…2019 NASAA Presidential Address: Christopher Gerold, New Jersey Securities Bureau Chief
September 10, 2019NASAA Annual MeetingAustin, Texas Thank you Mike for your generous introduction and for all you’ve accomplished this past…NASAA, SEC Sign Info-Sharing Agreement For Crowdfunding and Other Offerings
NASAA President Mike Rothman (L) and SEC Acting Chairman Michael Piwowar sign…NASAA Forms COVID-19 Enforcement Task Force
WASHINGTON, D.C. (April 28, 2020) – The North American Securities Administrators Association (NASAA) today announced the formation of the COVID-19…NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package
WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…NASAA Warns of Imposter Scams on World Elder Abuse Awareness Day
WASHINGTON, D.C. (June 15, 2026) – As millions observe World Elder Abuse Awareness Day, the North American Securities Administrators Association…Investor Education Resources for Youth and Educators
For Youth A strong foundation of financial education can help you build a lifetime of good money management habits and…Investor Education Resources for Adults and Families
Investigate Before You Invest Building a secure financial future for yourself and your family requires the tools to develop an…Sandwich Generation: Common Investment Scams
Each year, investors are targeted with a variety of misleading sales tactics, or worse, outright fraud. Investors also have to…
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