Search Results for: fraud
Corporate Governance and Shareholder Empowerment
Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…2013 Presidential Address: Andrea Seidt Ohio Securities Commissioner
October 8, 2013NASAA 96th Annual ConferenceSalt Lake City, Utah Good afternoon distinguished guests, colleagues, and fellow regulators in the United…NASAA Supports SEC Equity-Indexed Annuities Proposal
WASHINGTON, D.C. September 11, 2008—The North American Securities Administrators Association (NASAA) today endorsed a proposed rule by the U.S. Securities…NASAA, SEC Sign Info-Sharing Agreement For Crowdfunding and Other Offerings
NASAA President Mike Rothman (L) and SEC Acting Chairman Michael Piwowar sign…NASAA Releases Annual Enforcement Report
The latest data reinforces the critical role of securities regulators in protecting investors from fraud and financial abuse. DOWNLOAD: 2022 Enforcement…NASAA Warns of Imposter Scams on World Elder Abuse Awareness Day
WASHINGTON, D.C. (June 15, 2026) – As millions observe World Elder Abuse Awareness Day, the North American Securities Administrators Association…NASAA: The JOBS Act an Investor Protection Disaster Waiting to Happen
Legislation Remains Fundamentally Flawed Product of Rush to Legislate WASHINGTON (March 22, 2012) – Congress and the White House have…Conversation Starters – In Crisis
Conversation Starters for When the Going Gets Rough Getting Started When in crisis, people are especially vulnerable to poor financial…Our Role
Putting Investors First THE ROLE OF STATE SECURITIES REGULATORS For more than 100 years, state securities regulators have been protecting…Investor Advocates and State Securities Regulators Call on SEC to Rethink JOBS Act Rule
News Conference Remarks WASHINGTON (October 9, 2012) – In a news teleconference this afternoon, Arkansas Securities Commissioner Heath Abshure, who is also…
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