Search Results for: fraud
State Securities Regulators Install New President, Board of Directors
New NASAA President Ralph A. Lambiase pledges to focus on increasing cooperation among regulators, maintaining state authority, advancing shareholders’ rights,…“Top 10 Investment Scams” List Released by State Securities Regulators
WASHINGTON (April 23, 2001) – State securities regulators today released a list of the top 10 investment scams they are…The Need for Financial Aid to America’s States and Territories During the Pandemic
Written Statement of Lisa HopkinsWest Virginia Senior Deputy Securities Commissioner and NASAA PresidentOn Behalf of The North American Securities Administrators…NASAA Champions Community Resources for World Elder Abuse Awareness Day
WASHINGTON, D.C. – (June 13, 2025) – In recognition of World Elder Abuse Awareness Day on June 15, the North…Our Role
Putting Investors First THE ROLE OF STATE SECURITIES REGULATORS For more than 100 years, state securities regulators have been protecting…A Presidential Conversation: William Beatty and Andrea Seidt
The following is adapted from remarks given at NASAA's Annual Conference on September 16, 2014 by William Beatty, NASAA President…Conversation Starters – In Crisis
Conversation Starters for When the Going Gets Rough Getting Started When in crisis, people are especially vulnerable to poor financial…NASAA: The JOBS Act an Investor Protection Disaster Waiting to Happen
Legislation Remains Fundamentally Flawed Product of Rush to Legislate WASHINGTON (March 22, 2012) – Congress and the White House have…FINANCIAL EMPOWERMENT FOR WOMEN
Invest in Yourself: Tools to Empower Women Investors NASAA’s Financial Empowerment for Women resources are designed to empower women investors…Corporate Governance and Shareholder Empowerment
Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…
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