Search Results for: fraud
NASAA Legislative Agenda for the 117th Congress Principle Three
PRINCIPLE THREE:Congress should promote policies designed to enhance diversity and inclusion in all aspects of the capital markets, take steps…The JOBS Act at a Year and a Half: Assessing Progress and Unmet Opportunities
Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing…NASAA Investor Bulletin: Technology and Digital Finance: World Investor Week 2024
Oct. 7, 2024 The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s (CFTC’s) Office of…NASAA Champions Community Resources for World Elder Abuse Awareness Day
WASHINGTON, D.C. – (June 13, 2025) – In recognition of World Elder Abuse Awareness Day on June 15, the North…The SEC’s Potential Role in Addressing Elder Financial Abuse Issues
Written Statement of Kristen StandiferLicensing and Examinations Supervisor for the Washington State Department of Financial Institutions and Chair of the…NASAA Identifies Top 10 Investor Traps
WASHINGTON (August 18, 2009) – With a new school year about to begin, the North American Securities Administrators Association (NASAA)…Your Parents
Investor Self-DefenseAs a member of SandGEN, one of your responsibilities may be to protect your elderly family members and their…Investor Library
Recognizing that education and awareness are powerful tools in the fight against investment fraud, NASAA is pleased to offer a collection of investor education…Informed Investor Advisory: Precious Metals and Coin Investments
Are you an informed investor? Precious Metals and Coin Investments Predictions around volatility in the domestic and global economy have…NASAA Supports World Elder Abuse Awareness Day
WASHINGTON, June 15, 2015— The North American Securities Administrators Association (NASAA) today recognized World Elder Abuse Awareness Day (WEAAD) by…
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