Search Results for: fraud
NASAA Preemption Resource Center
The state-federal system of regulation within the United States is collaborative and complementary. Congress in 2004 recognized that state securities regulators…The Sandwich Generation
NASAA Outreach Initiative: The Sandwich Generation Do you find yourself struggling to plan for your retirement while also helping children…The Need for Financial Aid to America’s States and Territories During the Pandemic
Written Statement of Lisa HopkinsWest Virginia Senior Deputy Securities Commissioner and NASAA PresidentOn Behalf of The North American Securities Administrators…NASAA Testimony on HR 10 – The Financial Services Act of 1999
Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the…NASAA Testimony on HR 10 – The Financial Services Act of 1998
Testimony of Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association, Inc. Before the Senate Banking, Housing…NASAA Testimony at Joint Hearing on Ways to Increase Retirement Savings
Written Statement of Denise Voigt Crawford President, North American Securities Administrators’ Association, Inc. Commissioner, Texas Securities Board Submitted to the…Your Parents
Investor Self-DefenseAs a member of SandGEN, one of your responsibilities may be to protect your elderly family members and their…Investor Education
INVESTOR EDUCATION State and provincial securities regulators have a long tradition of protecting investors through financial education. Investing means putting…Informed Investor Advisory: Be in the Know: Five Quick Facts about Bitcoin ATMs
Are you an informed investor? Be in the Know: Five Quick Facts about Bitcoin ATMs NASAA has issued an investor…NASAA Investor Bulletin: Technology and Digital Finance: World Investor Week 2024
Oct. 7, 2024 The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s (CFTC’s) Office of…
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