Search Results for: fraud
President’s Remarks, 2001 SIA Small Firms Conference
Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association October 12, 2001 SIA Small Firms Conference Ft. Lauderdale, Florida…Investor Education
INVESTOR EDUCATION State and provincial securities regulators have a long tradition of protecting investors through financial education. Investing means putting…President's Remarks, 2001 SIA Small Firms Conference
Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association October 12, 2001 SIA Small Firms Conference Ft. Lauderdale, Florida…NASAA Testimony on HR 10 – The Financial Services Act of 1998
Testimony of Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association, Inc. Before the Senate Banking, Housing…NASAA Testimony at Joint Hearing on Ways to Increase Retirement Savings
Written Statement of Denise Voigt Crawford President, North American Securities Administrators’ Association, Inc. Commissioner, Texas Securities Board Submitted to the…NASAA Updates COVID-19 Enforcement Task Force Actions
WASHINGTON, D.C. (June 16, 2020) – The North American Securities Administrators Association (NASAA) today updated the status of the work…Putting Investors First: Reviewing Proposals to Hold Executives Accountable
Written Testimony of Melanie Senter LubinBoard Member, North American Securities Administrators Associationand Maryland Commissioner of Securitiesto The U.S. House of…Sandwich Generation: Your Parents
Investor Self-Defense As a member of SandGEN, one of your responsibilities may be to protect your elderly family members and…Sandwich Generation: Additional Resources
State and Provincial Securities Regulators To contact your state or provincial securities regulator, click here. AARP Nonprofit, nonpartisan membership organization for…NASAA Preemption Resource Center
The state-federal system of regulation within the United States is collaborative and complementary. Congress in 2004 recognized that state securities regulators…
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