Search Results for: fraud
NASAA Legislative Agenda for the 117th Congress Principle Three
PRINCIPLE THREE:Congress should promote policies designed to enhance diversity and inclusion in all aspects of the capital markets, take steps…The JOBS Act at a Year and a Half: Assessing Progress and Unmet Opportunities
Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing…NASAA Champions Community Resources for World Elder Abuse Awareness Day
WASHINGTON, D.C. – (June 13, 2025) – In recognition of World Elder Abuse Awareness Day on June 15, the North…NASAA Statement On Multi-State Enforcement Action Targeting Advance Fee Scheme
WASHINGTON (September 24, 2003) -The following is a statement by Ralph A. Lambiase, President of the North American Securities Administrators…State Securities Regulators Install New President, Board of Directors
New NASAA President Ralph A. Lambiase pledges to focus on increasing cooperation among regulators, maintaining state authority, advancing shareholders’ rights,…Sandwich Generation: Your Parents
Investor Self-Defense As a member of SandGEN, one of your responsibilities may be to protect your elderly family members and…NASAA Supports World Elder Abuse Awareness Day
WASHINGTON, June 15, 2015— The North American Securities Administrators Association (NASAA) today recognized World Elder Abuse Awareness Day (WEAAD) by…Sandwich Generation: Additional Resources
State and Provincial Securities Regulators To contact your state or provincial securities regulator, click here. AARP Nonprofit, nonpartisan membership organization for…Informed Investor Advisory: Precious Metals and Coin Investments
Are you an informed investor? Precious Metals and Coin Investments Predictions around volatility in the domestic and global economy have…NASAA Updates COVID-19 Enforcement Task Force Actions
WASHINGTON, D.C. (June 16, 2020) – The North American Securities Administrators Association (NASAA) today updated the status of the work…
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