Search Results for: fraud
NASAA Supports SEC Equity-Indexed Annuities Proposal
WASHINGTON, D.C. September 11, 2008—The North American Securities Administrators Association (NASAA) today endorsed a proposed rule by the U.S. Securities…NASAA Identifies Traps Likely to Burn Investors This Summer
WASHINGTON, D.C. June 17, 2008—As summer approaches, the North American Securities Administrators Association warns that scamsters are using every trick…Remarks of NASAA President Melanie Senter Lubin at the NASAA 2022 Public Policy Symposium
May 17, 2022 NASAA 2022 Public Policy Symposium Washington, D.C. Presidential Address Thank you, Karima. We appreciate the kind welcome…State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations
NASAA Also Voices Strong Support for the ‘Senior Protection Act of 2008’ and Applauds Sen. Herb Kohl’s Leadership in the Fight…SEC, NASAA and FINRA Announce New Steps to Help Protect Senior Investors
Washington, D.C., February 8, 2008 – The Securities and Exchange Commission (SEC), the North American Securities Administrators Association (NASAA), and…NASAA Responds to U.S. Supreme Court Decision in Stoneridge Case
WASHINGTON, D.C.—The North American Securities Administrators Association (NASAA) today expressed its disappointment over the U.S. Supreme Court’s 5-3 ruling against…NASAA Marks Cryptocurrency Anniversary With a Word of Caution
New NASAA video helps explain cryptocurrency risks WASHINGTON, D.C. (October 31, 2018) – The North American Securities Administrators Association (NASAA)…NASAA Releases Annual Enforcement Report
The latest data reinforces the critical role of securities regulators in protecting investors from fraud and financial abuse. DOWNLOAD: 2022 Enforcement…State Securities Regulators Issue Senior Investor Alert
NASAA says retirees and those nearing retirement remain vulnerable as they manage a lifetime of savings WASHINGTON, D.C. (September 10, 2007)…NASAA Outlines Dangers Facing Senior Investors
Borg: “States have been in the vanguard developing innovative regulatory responses to fight senior investment fraud.” WASHINGTON, D.C. (September 5, 2007)—The…
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