Search Results for: fraud
Enhanced Investor Protection After the Financial Crisis
Written Testimony of David Massey NASAA President and North Carolina Deputy Securities Administrator Before the Senate Committee on Banking, Housing,…COVID-19-Related Investment Schemes Anticipated
State and Provincial Securities Regulators Outline What to Expect and Offer Guidance on How to Protect YourselfWASHINGTON, D.C. (March 30,…Task Force Takes More Than 200 Actions to Protect Investors From Fraudsters Seeking to Profit from the Pandemic
WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…NASAA to Urge Senate to Re-establish Liabillity for Aiders and Abettors of Securities Violations
WASHINGTON (September 17, 2009) –The North American Securities Administrators Association (NASAA) will testify in support of a bill to restore…Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office
Testimony of Denise Voigt Crawford Texas Securities Commissioner and President North American Securities Administrators Association, Inc. Before the House Financial…NASAA Reminds Investors to Approach Cryptocurrencies, Initial Coin Offerings and Other Cryptocurrency-Related Investment Products with Caution
Borg: “Go beyond the headlines and hype to understand cryptocurrency investment risk.” WASHINGTON, DC (January 4, 2018) – As cryptocurrencies…10 Tips to Protect Your Financial Nest Egg
First the bad news: As an older investor you are a top target for con artists. The files of state…2025 NASAA Presidential Address: Marni Rock Gibson, Commissioner and Securities Administrator of the Kentucky Department of Financial Institutions
2025 NASAA President Marni Rock Gibson Presidential Address to NASAA MembershipSeptember 9, 2025NASAA 2025 Fall Annual MeetingScottsdale, Arizona As prepared…Examining Private Market Exemptions as a Barrier to IPOs and Retail Investment
Written Testimony of Michael S. PieciakNASAA Past-President and Vermont Commissioner of Financial RegulationOn behalf of The North American Securities Administrators…Investor Education Resources for Military Servicemembers
Defend Yourself Against Investment Fraud State securities regulators are thankful for the service and sacrifice of military servicemembers and their…
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