Search Results for: fraud
Legislative Agenda for the 117th Congress Principle One
PRINCIPLE 1:Congress must place the interests of investors front-and-center and prioritize measures to protect and empower retail investors.Congress must pursue…NASAA Highlights Financial Education Efforts at Inaugural Meeting of National Financial Education Network
WASHINGTON, D.C. (April 17, 2007) —Tennessee Assistant Commissioner for Securities Daphne Smith, on behalf of the North American Securities Administrators…NASAA Releases Annual Enforcement Report
For First Time, Report Shows More Actions Brought Against Registered Securities Industry Members Download: 2016 NASAA Enforcement Report Based on…NASAA unveils legislative agenda that “puts investors first”
Investors need more information, education, protection: state regulators WASHINGTON (December 23, 2002)– Investors need more information, more education and more…NASAA Sees Sharp Spike in Crowdfunding Presence on the Internet
NASAA Task Force Monitoring Internet for Increased Signs of Fraud WASHINGTON (December 5, 2012) – Crowdfunding’s presence on the Internet…Notice of Request for Public Comment: Proposed Changes to Performance Fee Model Rules Under the Uniform Securities Acts of 1956 and 2002
The Board of Directors of the North American Securities Administrators Association, Inc. (“NASAA”) has authorized release for public comment the…How to Protect Your Nest Egg
10 Tips to Protect Your Nest Egg First the bad news: As an older investor you are a top target…2009 Presidential Speech, Texas Securities Commissioner Denise Voigt Crawford
President's Remarks Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association September 15, 2009 NASAA 92nd Annual…2007 Presidential Speech, North Dakota Securities Commissioner Karen Tyler
President's Remarks Karen Tyler North Dakota Securities Commissioner President, North American Securities Administrators Association October 2, 2007 NASAA 90th Annual…2007 Seniors Summit, NASAA President Joseph Borg
Second Annual Seniors Summit Opening Statement Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association September 10,…
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