Search Results for: fraud
EIFFE
Elder Investment Fraud and Financial Exploitation (EIFFE) Prevention Program State securities regulators have joined forces with the Investor Protection Trust…Protecting Investors: Why the Howey Test Matters
About the Howey TestThe Howey Test is a critical safeguard for investors, ensuring that financial products—whether traditional stocks or emerging…A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs
WRITTEN STATEMENT OF MIKE ROTHMAN PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION AND MINNESOTA COMMISSIONER OF COMMERCE BEFORE THE U.S. HOUSE…Enhanced Investor Protection After the Financial Crisis
Written Testimony of David Massey NASAA President and North Carolina Deputy Securities Administrator Before the Senate Committee on Banking, Housing,…COVID-19-Related Investment Schemes Anticipated
State and Provincial Securities Regulators Outline What to Expect and Offer Guidance on How to Protect YourselfWASHINGTON, D.C. (March 30,…Task Force Takes More Than 200 Actions to Protect Investors From Fraudsters Seeking to Profit from the Pandemic
WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…NASAA to Urge Senate to Re-establish Liabillity for Aiders and Abettors of Securities Violations
WASHINGTON (September 17, 2009) –The North American Securities Administrators Association (NASAA) will testify in support of a bill to restore…Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office
Testimony of Denise Voigt Crawford Texas Securities Commissioner and President North American Securities Administrators Association, Inc. Before the House Financial…NASAA Reminds Investors to Approach Cryptocurrencies, Initial Coin Offerings and Other Cryptocurrency-Related Investment Products with Caution
Borg: “Go beyond the headlines and hype to understand cryptocurrency investment risk.” WASHINGTON, DC (January 4, 2018) – As cryptocurrencies…10 Tips to Protect Your Financial Nest Egg
First the bad news: As an older investor you are a top target for con artists. The files of state…
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