Search Results for: fraud
NASAA unveils legislative agenda that “puts investors first”
Investors need more information, education, protection: state regulators WASHINGTON (December 23, 2002)– Investors need more information, more education and more…The Importance of Financial Literacy and Education in America
Testimony of Denise Voigt Crawford Texas Securities Commissioner Before the Committee on Banking, Housing and Urban Affairs, United States Senate…NASAA Highlights Financial Education Efforts at Inaugural Meeting of National Financial Education Network
WASHINGTON, D.C. (April 17, 2007) —Tennessee Assistant Commissioner for Securities Daphne Smith, on behalf of the North American Securities Administrators…NASAA President Heath Abshure's Keynote Address at SIFMA Compliance and Legal Society Annual Meeting
March 19, 2013Scottsdale, Arizona Good morning, my name is Heath Abshure. I am the Arkansas Securities Commissioner, and the President…NASAA Testimony Before the New York Attorney General Regarding Micro-Cap Fraud
Testimony of Mark J. Griffin President, North American Securities Administrators Association Director, Utah Division of Securities Before the New York…NASAA President Andrea Seidt’s Remarks at the 2014 SIFMA Compliance and Legal Society Annual Meeting
Andrea SeidtPresident, North American Securities Administrators Association2014 SIFMA Compliance and Legal SocietyApril 1, 2014 Good morning distinguished guests and colleagues.…NASAA President Heath Abshure’s Keynote Address at SIFMA Compliance and Legal Society Annual Meeting
March 19, 2013Scottsdale, Arizona Good morning, my name is Heath Abshure. I am the Arkansas Securities Commissioner, and the President…EIFFE
Elder Investment Fraud and Financial Exploitation (EIFFE) Prevention Program State securities regulators have joined forces with the Investor Protection Trust…Protecting Investors: Why the Howey Test Matters
About the Howey TestThe Howey Test is a critical safeguard for investors, ensuring that financial products—whether traditional stocks or emerging…A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs
WRITTEN STATEMENT OF MIKE ROTHMAN PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION AND MINNESOTA COMMISSIONER OF COMMERCE BEFORE THE U.S. HOUSE…
Washington, DC 20002
