Search Results for: fraud

NASAA Winter Enforcement Conference, NASAA President Peter Hildreth

Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association January 11, 1999 NASAA Winter…

Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office

Testimony of Denise Voigt Crawford Texas Securities Commissioner and President North American Securities Administrators Association, Inc. Before the House Financial…

Federal Resources

To advance its agenda, NASAA engages on a nonpartisan basis with Congressional offices and other stakeholders. Learn more about NASAA’s…

The Financial Services Modernization Act of 1999

Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the…

COVID-19-Related Investment Schemes Anticipated

State and Provincial Securities Regulators Outline What to Expect and Offer Guidance on How to Protect YourselfWASHINGTON, D.C. (March 30,…

Podcasts & Webcasts

SENIORS-FOCUSED PODCASTS AND WEBCASTS The “NASAA’s Senior Issues Committee Presents” is a free webcast that provides an inclusive platform…

10 Tips to Protect Your Financial Nest Egg

First the bad news: As an older investor you are a top target for con artists. The files of state…

Investor Education Resources for Military Servicemembers

Defend Yourself Against Investment Fraud State securities regulators are thankful for the service and sacrifice of military servicemembers and their…

2025 NASAA Presidential Address: Marni Rock Gibson, Commissioner and Securities Administrator of the Kentucky Department of Financial Institutions

2025 NASAA President Marni Rock Gibson Presidential Address to NASAA MembershipSeptember 9, 2025NASAA 2025 Fall Annual MeetingScottsdale, Arizona As prepared…

NASAA to Urge Senate to Re-establish Liabillity for Aiders and Abettors of Securities Violations

WASHINGTON (September 17, 2009) –The North American Securities Administrators Association (NASAA) will testify in support of a bill to restore…