Search Results for: fraud
Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office
Testimony of Denise Voigt Crawford Texas Securities Commissioner and President North American Securities Administrators Association, Inc. Before the House Financial…The Financial Services Modernization Act of 1999
Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the…COVID-19-Related Investment Schemes Anticipated
State and Provincial Securities Regulators Outline What to Expect and Offer Guidance on How to Protect YourselfWASHINGTON, D.C. (March 30,…Podcasts & Webcasts
SENIORS-FOCUSED PODCASTS AND WEBCASTS The “NASAA’s Senior Issues Committee Presents” is a free webcast that provides an inclusive platform for…10 Tips to Protect Your Financial Nest Egg
First the bad news: As an older investor you are a top target for con artists. The files of state…2025 NASAA Presidential Address: Marni Rock Gibson, Commissioner and Securities Administrator of the Kentucky Department of Financial Institutions
2025 NASAA President Marni Rock Gibson Presidential Address to NASAA MembershipSeptember 9, 2025NASAA 2025 Fall Annual MeetingScottsdale, Arizona As prepared…Investor Education Resources for Military Servicemembers
Defend Yourself Against Investment Fraud State securities regulators are thankful for the service and sacrifice of military servicemembers and their…NASAA to Urge Senate to Re-establish Liabillity for Aiders and Abettors of Securities Violations
WASHINGTON (September 17, 2009) –The North American Securities Administrators Association (NASAA) will testify in support of a bill to restore…NASAA Reminds Investors to Approach Cryptocurrencies, Initial Coin Offerings and Other Cryptocurrency-Related Investment Products with Caution
Borg: “Go beyond the headlines and hype to understand cryptocurrency investment risk.” WASHINGTON, DC (January 4, 2018) – As cryptocurrencies…State Securities Regulators Identify Top 10 Traps Facing Investors
WASHINGTON (May 15, 2007) – The North American Securities Administrators Association today released its annual forecast of the Top 10…
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