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Rise of Fintech Raises New Concerns for Securities Regulators
Survey Shows Millennials at Greatest Risk for Fintech Fraud; Need for Increased Vigilance by Regulators, Industry and Investors WASHINGTON, D.C.…NASAA Forms COVID-19 Enforcement Task Force
WASHINGTON, D.C. (April 28, 2020) – The North American Securities Administrators Association (NASAA) today announced the formation of the COVID-19…Remarks of NASAA President Melanie Senter Lubin at the NASAA 2022 Public Policy Symposium
May 17, 2022 NASAA 2022 Public Policy Symposium Washington, D.C. Presidential Address Thank you, Karima. We appreciate the kind welcome…Regulatory & Legal Activity
Regulatory Activity NASAA welcomes the opportunity to continue to work with our regulatory counterparts to collectively use our resources to…NASAA Legislative Agenda for the 117th Congress Principle Four
PRINCIPLE FOUR:Congress should vigorously exercise its oversight authority on behalf of the investing public – including, and especially, retail investors.Congress…Task Force Takes More Than 200 Actions to Protect Investors From Fraudsters Seeking to Profit from the Pandemic
WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…NASAA Investor Bulletin: World Investor Week 2025
October 6, 2025 The Financial Industry Regulatory Authority (FINRA), the North American Securities Administrators Association (NASAA), the National Futures Association…NASAA Urges Congress to Protect Investors and State Authority in Digital Asset Legislation
WASHINGTON, D.C. – (February 25, 2026) – The North American Securities Administrators Association (NASAA) is calling on Congress to preserve…Scammers Offer Tricks, Not Treats
Don’t be Fooled by Masks or Disguises. WASHINGTON, D.C. – (October 29, 2025) – As Halloween approaches, the North American…NASAA Releases Annual Enforcement Report
DOWNLOAD: 2019 Enforcement Report Based on 2018 DataWASHINGTON, D.C. (September 10, 2019) – The North American Securities Administrators Association (NASAA)…
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