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NASAA Legislative Agenda for the 117th Congress Principle Four
PRINCIPLE FOUR:Congress should vigorously exercise its oversight authority on behalf of the investing public – including, and especially, retail investors.Congress…Task Force Takes More Than 200 Actions to Protect Investors From Fraudsters Seeking to Profit from the Pandemic
WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…NASAA Investor Bulletin: World Investor Week 2025
October 6, 2025 The Financial Industry Regulatory Authority (FINRA), the North American Securities Administrators Association (NASAA), the National Futures Association…NASAA Urges Congress to Protect Investors and State Authority in Digital Asset Legislation
WASHINGTON, D.C. – (February 25, 2026) – The North American Securities Administrators Association (NASAA) is calling on Congress to preserve…Scammers Offer Tricks, Not Treats
Don’t be Fooled by Masks or Disguises. WASHINGTON, D.C. – (October 29, 2025) – As Halloween approaches, the North American…NASAA Releases Annual Enforcement Report
DOWNLOAD: 2019 Enforcement Report Based on 2018 DataWASHINGTON, D.C. (September 10, 2019) – The North American Securities Administrators Association (NASAA)…2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director
September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…NASAA Releases Annual Enforcement Report
Download: NASAA 2017 Enforcement Report on 2016 Data WASHINGTON, D.C. (September 26, 2017) – The North American Securities Administrators Association…2025 NASAA Presidential Address: Marni Rock Gibson, Commissioner and Securities Administrator of the Kentucky Department of Financial Institutions
2025 NASAA President Marni Rock Gibson Presidential Address to NASAA MembershipSeptember 9, 2025NASAA 2025 Fall Annual MeetingScottsdale, Arizona As prepared…NASAA Releases Annual Enforcement Report
Download: 2018 NASAA Enforcement Report (based on 2017 data) WASHINGTON, D.C. (October 10, 2018) – The North American Securities Administrators…
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