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2019 NASAA Presidential Address: Christopher Gerold, New Jersey Securities Bureau Chief
September 10, 2019NASAA Annual MeetingAustin, Texas Thank you Mike for your generous introduction and for all you’ve accomplished this past…Remarks of NASAA President Christopher Gerold at NASAA’s 2019 Fintech & Cybersecurity Symposium
October 29, 2019NASAA 2019 Fintech & Cybersecurity SymposiumWashington, DCAdvances in financial technology and cybersecurity continue to be top priorities for…CFTC, NASAA Sign Agreement for Greater Information Sharing Between Federal Commodities and State Securities Regulators
............................................... Washington D.C., May 21, 2018 – Commodity Futures Trading Commission (CFTC)…NASAA COVID-19 Enforcement Task Force Takes 250 Actions to Protect Investors From Pandemic Fraudsters
WASHINGTON, D.C. (December 17, 2020) – The North American Securities Administrators Association (NASAA) reported today that its COVID-19 Enforcement Task…Remarks of NASAA President Joseph P. Borg at the Signing of a Memorandum of Understanding Between Federal Commodities and State Securities Regulators
May 21, 2018 Washington, D.C. Good morning everyone. Chairman Giancarlo, distinguished guests, it is an honor to be here with…NASAA President to Testify Before U.S. Senate Committee on Banking, Housing, and Urban Affairs
NASAA President Melanie Senter Lubin to Highlight Scams and Risks Facing Investors and Urge Passage of Laws to Strengthen Investor…This Valentine’s Day, Don’t Let Romance Scams Steal Your Heart or Your Money
WASHINGTON, D.C. – (February 9, 2026) – As Valentine’s Day approaches, state and provincial securities regulators are warning consumers to…Informed Investor Advisory: Impersonation Scams
Are you an informed investor? Impersonation scams: No, that celebrity is NOT offering you a can’t-miss investment opportunity! Have you…NASAA Updates COVID-19 Enforcement Task Force Actions
WASHINGTON, D.C. (June 16, 2020) – The North American Securities Administrators Association (NASAA) today updated the status of the work…
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