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2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director
September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…NASAA Releases Annual Enforcement Report
Download: NASAA 2017 Enforcement Report on 2016 Data WASHINGTON, D.C. (September 26, 2017) – The North American Securities Administrators Association…2025 NASAA Presidential Address: Marni Rock Gibson, Commissioner and Securities Administrator of the Kentucky Department of Financial Institutions
2025 NASAA President Marni Rock Gibson Presidential Address to NASAA MembershipSeptember 9, 2025NASAA 2025 Fall Annual MeetingScottsdale, Arizona As prepared…NASAA Releases Annual Enforcement Report
Download: 2018 NASAA Enforcement Report (based on 2017 data) WASHINGTON, D.C. (October 10, 2018) – The North American Securities Administrators…2019 NASAA Presidential Address: Christopher Gerold, New Jersey Securities Bureau Chief
September 10, 2019NASAA Annual MeetingAustin, Texas Thank you Mike for your generous introduction and for all you’ve accomplished this past…Remarks of NASAA President Christopher Gerold at NASAA’s 2019 Fintech & Cybersecurity Symposium
October 29, 2019NASAA 2019 Fintech & Cybersecurity SymposiumWashington, DCAdvances in financial technology and cybersecurity continue to be top priorities for…CFTC, NASAA Sign Agreement for Greater Information Sharing Between Federal Commodities and State Securities Regulators
............................................... Washington D.C., May 21, 2018 – Commodity Futures Trading Commission (CFTC)…NASAA COVID-19 Enforcement Task Force Takes 250 Actions to Protect Investors From Pandemic Fraudsters
WASHINGTON, D.C. (December 17, 2020) – The North American Securities Administrators Association (NASAA) reported today that its COVID-19 Enforcement Task…Remarks of NASAA President Joseph P. Borg at the Signing of a Memorandum of Understanding Between Federal Commodities and State Securities Regulators
May 21, 2018 Washington, D.C. Good morning everyone. Chairman Giancarlo, distinguished guests, it is an honor to be here with…NASAA President to Testify Before U.S. Senate Committee on Banking, Housing, and Urban Affairs
NASAA President Melanie Senter Lubin to Highlight Scams and Risks Facing Investors and Urge Passage of Laws to Strengthen Investor…
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