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Informed Investor Advisory: Finfluencers
Are you an informed investor? Financial Advice via Social Media – the Riseof the “Finfluencer” Social media has become one…2023 NASAA Presidential Address: Claire McHenry, Deputy Director of the Nebraska Department of Banking and Finance Bureau of Securities
2023 NASAA President Claire McHenry Presidential Address to NASAA Membership September 12, 2023 NASAA 2023 Fall Annual Meeting San Diego,…NASAA Announces Top Investor Threats for 2021
Hopkins: “Get-rich schemes are built on empty promises and empty pockets.”WASHINGTON, D.C. (March 3, 2021)—The North American Securities Administrators Association…Don’t Let Scammers Steal Your Holiday Spirit: NASAA Unveils the 12 Top Investor Threats
WASHINGTON, D.C. – (December 10, 2025) – Don’t let fraudsters play the Grinch with your finances this holiday season. The…Informed Investor Advisory: Don’t Get Swept Away by a Romance Scam
Are you an informed investor? Don’t Get Swept Away by a Romance Scam Dating apps and social media platforms may…Real Life Regulators
Welcome to Real Life Regulators, a podcast featuring investment fraud cases from the files of state and provincial securities regulators…Rise of Fintech Raises New Concerns for Securities Regulators
Survey Shows Millennials at Greatest Risk for Fintech Fraud; Need for Increased Vigilance by Regulators, Industry and Investors WASHINGTON, D.C.…NASAA Forms COVID-19 Enforcement Task Force
WASHINGTON, D.C. (April 28, 2020) – The North American Securities Administrators Association (NASAA) today announced the formation of the COVID-19…Remarks of NASAA President Melanie Senter Lubin at the NASAA 2022 Public Policy Symposium
May 17, 2022 NASAA 2022 Public Policy Symposium Washington, D.C. Presidential Address Thank you, Karima. We appreciate the kind welcome…Regulatory & Legal Activity
Regulatory Activity NASAA welcomes the opportunity to continue to work with our regulatory counterparts to collectively use our resources to…
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