SENIORS-FOCUSED PODCASTS AND WEBCASTS
The “NASAA’s Senior Issues Committee Presents” is a free webcast that provides an inclusive platform for learning from the best and brightest minds who will discuss issues that matter most to those dealing with at-risk investors. This event is open to NASAA members and those interested in learning more about at-risk investor protection issues.
NASAA’s Senior Issues Committee Presents: Scam Susceptibility: What Factors Increase One’s Susceptibility to Scams
Recorded: July 30, 2025
This webcast featured speaker Dr. Marguerite (Marti) DeLiema, Associate Professor in the School of Social Work at the University of Minnesota. Dr. DeLiema addressed scam susceptibility and what factors increase one’s susceptibility to scams. She was joined by Andrew Hartnett, Co-Chair NASAA Senior Issues Committee, Deputy Commissioner Iowa Insurance Division.
Dr. DeLiema focuses her research on the factors associated with increased vulnerability to scams and fraud as well as on the effectiveness of consumer education messages to prevent fraud. This presentation will focus on the factors Dr. DeLiema’s research has demonstrated affect consumer’s scam susceptibility, including factors that increase consumer’s resilience.
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2025 NASAA Senior Issues Committee Presents: Build Knowledge and Gain Confidence: Empowering Women on their Investment Journey, Part 3
Recorded: March 26, 2025
This webcast was the third and final episode of a series of webcasts in recognition of Women’s History Month. It focused on financial independence as a critical aspect of personal growth and security. That’s why we believe it’s meaningful for women to actively engage in the world of investing. During this research-based session, you will gain knowledge and confidence to begin (or continue) your investment journey.
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2025 NASAA Senior Issues Committee Presents: Women, Aging, Money, Part 2
Recorded: March 19, 2025
The episode was the second installment of a series of webcasts in recognition of Women’s History Month. It built off the themes from the first episode and explored how industry is responding to financial issues faced by women as they age.
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2025 NASAA Senior Issues Committee Presents: Women, Aging, Money, Part 1
Recorded: March 12, 2025
This webcast was the first in a series of webcasts in recognition of Women’s History Month.
Entitled Women, Aging, Money, the webcast featured speakers who explored the themes of women, aging, and money. This presentation explored the vulnerabilities experienced by women as they age, discussed financial issues particular to women, and highlighted some of the characteristics of women investors.
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NASAA’s Senior Issues Committee Presents: International Approaches to Stopping Scams
Recorded: February 12, 2025
International criminal gangs are focused on perpetrating scams to steal money from the middle class in developed countries around the world. As Interpol secretary-general Jurgen Stock has said, “Driven by online anonymity, inspired by new business models and accelerated by Covid, these organized crime groups are now working at a scale that was unimaginable a decade ago.” This presentation explored both the current threat landscape as well as the ways in which certain countries have adopted policies to fight back against the criminals perpetrating these scams and fraud.
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NASAA’s Senior Issues Committee Presents: Protecting Older Investors from Scams
Recorded: July 31, 2024
This webcast presented three learning segments. In the first, we discussed an early-stage effort by Edward Jones to use data points from previous fraud victims to predict which current clients may be vulnerable to exploitation. In the second, we discussed empathetic and empowering communication techniques used to help overcome the fear, shame, and other emotions that prevent victims from acknowledging that the person at the other end of the line is a criminal. In the third, we discussed the progress of the Scams Against Older Adults Advisory Group what the FTC has learned in response to the Stop Senior Scams Act.
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NASAA’s Senior Issues Committee Presents: Behavioral Research/IA Systems and Solutions
Recorded: May 18, 2023
This webcast featured two learning segments. In the first, we presented research about the effects of gamification, digital engagement and the recent volatile market environments on investor behavior. In the second, industry experts discussed systems and solutions for Investment Advisers encountering senior and vulnerable investor fraud, including how to construct and manage systems to mitigate harm and execute quickly when needed to stop abuse or exploitation.
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NASAA’s Senior Issues and Diminished Capacity Committee Presents: Securities Regulators and Adult Protective Services Agents Speak
Recorded: November 3, 2022
This, webcast featured knowledgeable securities regulators and adult protective services professionals who work in the trenches to combat at-risk investor abuses. Our guests discussed the issues that they confront and the methods that they use to mitigate exploitation.
Our panel highlighted new trends that they see, enforcement work to stop the frauds, multidisciplinary teams working at the local, state and federal level, training and education initiatives and more. They also examined how the SEC, FINRA, the states and APS agencies work together, and separately, in this space.
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NASAA’s Senior Issues and Diminished Capacity Committee Presents: Cognition: Problems and Solutions
Recorded: May 4, 2022
Posted: July 6, 2022
This webcast is the second in NASAA’s webcast series, NASAA’s Senior Issues and Diminished Capacity Committee Presents. It addresses the theme “Financial Services Industry Experts Speak.” In this recording, speakers from the financial services industry discuss how they work within their firms and with other stakeholders to mitigate vulnerable investor harm.
NASAA’s Senior Issues and Diminished Capacity Committee Presents: Cognition: Problems and Solutions
Recorded: February 3, 2022
Posted: March 10, 2022
NASAA is pleased to announce the premiere episode of its new webcast series, “NASAA’s Senior Issues and Diminished Capacity Committee Presents.” The premiere episode, Cognition, Problems and Solutions, focuses on new ways to better understand the brain and cognition. Presenters discuss how environment, age, gender, and other factors can impact an investor’s ability to make sound financial decisions and the steps that can be taken to prevent exploitation.
Senior Connection
To contact the securities regulators in your state or province, visit NASAA’s interactive map to contact your state or provincial securities regulator and to find other valuable resources for older individuals.
