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NASAA President Identifies Deregulation and Preemption of State Regulatory Authority as Significant Factors in Severity of Financial Meltdown
Crawford Testifies Before U.S. Financial Crisis Inquiry Commission; Offers Series of Recommendations to Strengthen Investor Protection WASHINGTON, DC (January 14,…Groups Urge Senate Banking Committee to Protect Investors by Adopting a Strong, Pro-Investor Fiduciary Duty for All Who Provide Investment Advice
Counter Myths Being Circulated by Those Seeking to Weaken the Standard WASHINGTON, D.C., January 11, 2010 – Seven organizations –…Informed Investor Alert: Peer-to-Peer Lending
Are you an informed investor? Peer-to-Peer Lending What is Peer-to-Peer (P2P) Lending? Peer–to-peer lending is an emerging online financial service…The Role of State Securities Regulators in Protecting Investors
Testimony of Ralph A. Lambiase Director, Division of Securities Connecticut Department of Banking & President North American Securities Administrators Association,…Andrea Seidt to Become NASAA’s Representative on the SEC Investor Advisory Committee
WASHINGTON, D.C. – (September 12, 2024) – The North American Securities Administrators Association (NASAA) is pleased to announce that Andrea…NASAA President to Testify Before Financial Inquiry Commission
WASHINGTON (January 11, 2010) – Texas Securities Commissioner and North American Securities Administrators Association President Denise Voigt Crawford will testify…Informed Investor Alert: Gold
Are you an informed investor? Gold! Gold-related investments are on the rise. Historically speaking, the value of gold-related investments fluctuates…State Securities Regulators Announce Settlement with TD Ameritrade in Auction Rate Securities Investigations
WASHINGTON, D.C. July 20, 2009 — The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…NASAA Presidents
1918 H.L. Carnham, California 1919 William Oats, Michigan 1920 P. A. Berry, Ohio 1921 Frank Organ, Kansas 1922 Hezekiah N.…Informed Investor Alert: Annuities
Are you an informed investor? Annuities Annuities are complex products that may combine the characteristics of insurance and investment securities.…
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