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NASAA Statement on Senator Dodd's Financial Regulatory Reform Proposals
WASHINGTON (March 16, 2010) – The following is a statement from Denise Voigt Crawford, President of the North American Securities…NASAA Statement on the SEC's Vote to Enhance Investment Adviser Disclosure
WASHINGTON (July 21, 2010) – The following is a statement from North American Securities Administrators Association (NASAA) President and Texas…Legislation to Further Reduce Impediments to Capital Formation
Testimony of A. Heath Abshure Arkansas Securities Commissioner and Immediate Past-President of the North American Securities Administrators Association, Inc. Before…The JOBS Act at Four: Examining Its Impact and Proposals to Further Enhance Capital Formation
Written Testimony of William Beatty Washington Securities Division Director and Past-President of the North American Securities Administrators Association, Inc. House…Securities Regulators Announce Settlement with UBS in Auction Rate Securities Investigation
WASHINGTON, D.C. August 11, 2008 — Karen Tyler, President of the North American Securities Administrators Association (NASAA), announced today that…NASAA President Andrea Seidt’s Remarks at the 2014 SIFMA Compliance and Legal Society Annual Meeting
Andrea SeidtPresident, North American Securities Administrators Association2014 SIFMA Compliance and Legal SocietyApril 1, 2014 Good morning distinguished guests and colleagues.…NASAA Upgrades Exam Resource for State Securities Examiners
WASHINGTON, D.C. (November 13, 2019) — The North American Securities Administrators Association (NASAA) today announced the launch of a significantly…Remarks of NASAA President Judith Shaw at the ARM 2016 Annual Educational Conference
March 8, 2016 Association of Registration Management Annual Educational Conference Amelia Island, Florida Good morning. Thank you, Michele, for that…IA Switch Resource Center
By signing the Dodd-Frank Wall Street Reform and Consumer Protection Act into law, President Obama set in motion a change…Luncheon Address, NASAA Investor Education Training
President's Remarks Franklin L. Widmann Chief, New Jersey Securities Bureau President, North American Securities Administrator's Association November 4, 2004 NASAA…
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