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College Savings Plans
UNDERSTANDING COLLEGE SAVINGS PLANSThe following is adapted from a joint publication by NASAA; the College Savings Plan Network, an affiliate of the National…Legislative Proposals to Enhance Capital Formation for Small and Emerging Growth Companies, Part II
Written Testimony of William Beatty Washington Securities Division Director and President-Elect of the North American Securities Administrators Association, Inc. House…2021 NASAA Presidential Address: Melanie Senter Lubin, Maryland Securities Commissioner
Tuesday, September 21, 2021NASAA Annual ConferenceChicago, Illinois Thank you, Lisa, for your very kind and generous introduction. Before I begin…NASAA Seeks Public Comment on Proposed Model Act to Establish Restitution Fund for Victims of Securities Law Violations
Download: Notice of Request for Public Comment Regarding a Proposed Model Act to Create a Restitution Assistance Fund for Victims…Coordinated Examinations Identify Top BD Compliance Violations
State Securities Regulators Offer Recommended Best Practices Download: 2012 BD Coordinated Examination Report (pdf) SAN DIEGO (September 9, 2012) – Based…NASAA Testifies at Congressional Hearing on Proposals to Put Main Street Investor Interests First
WASHINGTON, DC, April 3, 2019 – The North American Securities Administrators Association (NASAA) today offered strong support for a series…NASAA Helps Investors Assess Risks of Peer-to-Peer Lending
Informed Investor Alert: Peer-to-Peer Lending WASHINGTON, D.C. (December 13, 2010) – A good loan can be hard to find, so…Jack Herstein of Nebraska to Lead NASAA
WICHITA, KANSAS (September 13, 2011) – Jack E. Herstein, Assistant Director of the Nebraska Department of Banking and Finance Bureau…NASAA Cautions Investors Mining for Golden Opportunities
Massey: “It is a myth to say that gold is a safe investment.” Informed Investor Alert - Gold WASHINGTON (October…NASAA Board Approves the Release for Public Comment of a Proposed Model Act to Award and Protect Whistleblowers
Download: Notice of Request for Public CommentWASHINGTON, D.C. (May 26, 2020)—The North American Securities Administrators Association (NASAA) announced today that…
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