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UNDERSTANDING COLLEGE SAVINGS PLANS The following is adapted from a joint publication by NASAA; the College Savings Plan Network, an affiliate of the…
Nebraska Department of Banking and Finance Issues Notice of Rulemaking Hearing
November 4, 2010 (more…)Maine Issues Licensing Renewal Instructions for Calendar Year 2011
October 20, 2010 (more…)State Securities Regulators Announce Settlement with Bankers Life and Casualty Company
NASAA Task Force Finds Illinois-based Insurance Firm Acted as Unlicensed Broker-Dealer and Investment Adviser WASHINGTON, D.C., April 4, 2012 — The…Washington Proposes to Amend Accredited Investor Definition to Conform with Federal Law
August 18, 2010 (more…)Maryland Interpretive Opinion/No Action Position on Revision to Delivery Requirements Under Maryland Franchise Law
June 18, 2010 (more…)Wisconsin Notice of Hearing regarding Proposed Rule relating to Minor Revisions to Securities Law and Franchise Law
May 28, 2010 (more…)Wisconsin Securities Law Penalty Enhancer Legislation Is Signed and Becomes Effective
May 5, 2010 (more…)Utah Issues Notice of Proposed Rule
February 1, 2010 (more…)NASAA Announces Continuation of IARD System Fee Waiver
WASHINGTON (October 6, 2010) – The North American Securities Administrators Association (NASAA) today announced it will waive the initial set-up…
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