NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

Search Results for: investor bill of rights

NASAA Members Approve Amendments to REIT Guidelines

SCOTTSDALE, Ariz. – (September 8, 2025) – The members of the North American Securities Administrators Association (NASAA) approved amendments to…

Informed Investor Advisory: The Metaverse

Are you an informed investor? Investment Scams in the Metaverse:How to Protect Yourself from Losing Real Money in the Virtual…

State Securities Regulators Install New President, Board of Directors

New NASAA President Ralph A. Lambiase pledges to focus on increasing cooperation among regulators, maintaining state authority, advancing shareholders’ rights,…

NASAA to Host Public Policy Conference

Conference to Feature Forum on Balance Between Regulatory Reform and Consumer Protection   WASHINGTON (April 13, 2005)  -The North American Securities Administrators Association…

SCOR Statement of Policy

ADOPTED APRIL 28, 1996 I. Introduction The following guidelines of the North American Securities Administrators Association, Inc. ("NASAA") provide for…

NASAA Statement on Passage of Senate Financial Reform Bill

WASHINGTON (May 21, 2010) – The following is a statement from Denise Voigt Crawford, President of the North American Securities…

Notice of Request for Public Comment: Proposed Changes to Performance Fee Model Rules Under the Uniform Securities Acts of 1956 and 2002

The Board of Directors of the North American Securities Administrators Association, Inc. (“NASAA”) has authorized release for public comment the…

NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package

WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…

Sandwich Generation: Additional Resources

State and Provincial Securities Regulators To contact your state or provincial securities regulator, click here. AARP Nonprofit, nonpartisan membership organization for…

NASAA Response to Proposals by SIA for Securities Markets Enhancement Act (SMEA)

(April 29, 1999) - Overall America’s securities markets are fair, open and transparent and have the confidence of investors. NASAA…
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