Search Results for: investor bill of rights
NASAA, SIFMA, and SIPC Join to Promote Investor Education With Updated “Understanding Your Brokerage Statement” Brochure
Free Brochure Available in English and Spanish WASHINGTON, D.C. (March 7, 2007) – The Securities Industry and Financial Markets Association…NASAA Cautions Investors Not to Stumble When Interest Rates Fall Flat
WASHINGTON, D.C., February 1, 2012 — Following the Federal Reserve’s announcement that interest rates are expected to remain low until…NASAA Issues Top Five List of Investments to be Wary About
Don’t let low rates push you into bad investments, state regulators warn WASHINGTON (October 1, 2001) – With Tuesday’s interest…Informed Investor Advisory: Unicorns
Are you an informed investor? Are Unicorns a Myth? Unicorns are not just the stuff of fairy tales; some financial…NASAA Announces Current and Emerging Investor Threats
Promissory Notes, Real Estate Investments and Ponzi Schemes Top the List Cryptocurrency Contracts for Differences (CFDs) Identified as an Emerging…President’s Remarks, 2001 SIA Small Firms Conference
Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association October 12, 2001 SIA Small Firms Conference Ft. Lauderdale, Florida…State Securities Regulators Urge Congress to Resist Pressure to Weaken Investor Protections in Reform Proposals
WASHINGTON, D.C. December 4, 2009 – The North American Securities Administrators Association (NASAA) today urged Members of Congress to resist…NASAA President David S. Massey Testifies
July 12, 2011 NASAA President Identifies Enhancements to Investor Protection Since Passage of the Dodd-Frank Act Full Testimony WASHINGTON (July…NASAA President Outlines Key Elements of Meaningful Regulatory Reform in Congressional Testimony
WASHINGTON (October 6, 2009) – In testimony before the U.S. House Financial Services Committee, North American Securities Administrator Association President…NASAA Urges Congress to Reject the “Securities Fraud Act”
Borg: “Real people will suffer as a result of this misguided and irresponsible legislation.” Written Testimony WASHINGTON, D.C. (June 13,…
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