Search Results for: investor bill of rights

State Securities Regulators Remind Investors That Scams Often Hide Behind the Headlines

WASHINGTON, D.C. (January 28, 2008) - State securities regulators today reminded investors not to allow recent negative economic news and…

State Securities Regulators Announce Settlement with Credit Suisse Securities in Auction Rate Securities Investigation

WASHINGTON, D.C. September 16, 2008 — The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…

Securities Regulators Announce Settlement with UBS in Auction Rate Securities Investigation

WASHINGTON, D.C. August 11, 2008 — Karen Tyler, President of the North American Securities Administrators Association (NASAA), announced today that…

Securities Regulators Announce Settlement with Citigroup in Auction Rate Securities Investigation

WASHINGTON, D.C. August 7, 2008— North American Securities Administrators Association (NASAA) President Karen Tyler, Texas Securities Commissioner Denise Voigt Crawford,…

Informed Investor Advisory: What You Need to Know about Crypto ETFs

Are you an informed investor? What You Need to Know about Crypto ETFs Since the first Crypto Exchange-Traded Funds (ETFs)…

The JOBS Act Fails Investors and Entrepreneurs

NASAA: The JOBS Act Fails Investors and EntrepreneursBipartisan Legislation is Flawed Product of Rush to Legislate WASHINGTON (April 5, 2012)…

Wisconsin Securities Regulator Leslie M. Van Buskirk Elected Vice Chair of SEC Investor Advisory Committee

WASHINGTON, D.C. – (March 8, 2022) – The North American Securities Administrators Association (NASAA) announced today that Wisconsin securities administrator…

NASAA to Welcome Next Century of Investor Protection

Annual Conference to Focus on Past, Present and Future of Securities Regulation WASHINGTON (August 4, 2011) – State and provincial…

Newsroom Archive

NASAA Senior-focused News Archive NASAA Spotlights Warning Signs of Guardian Financial AbuseOctober 30, 2017 NASAA Survey: Seniors at Risk…

NASAA Identifies Threats to Senior Investors in Senate Testimony

State Securities Regulators Outline Initiatives to Protect Seniors from Investment Fraud WASHINGTON, D.C. (March 29, 2006) -- The North American Securities…