Search Results for: investor bill of rights

NASAA Unveils Pro-Investor Legislative Agenda for the 110th Congress

WASHINGTON, D.C. (January 25, 2007) —The North American Securities Administrators Association (NASAA) today outlined a sweeping legislative agenda that supports efforts to…

The JOBS Act Fails Investors and Entrepreneurs

NASAA: The JOBS Act Fails Investors and EntrepreneursBipartisan Legislation is Flawed Product of Rush to Legislate WASHINGTON (April 5, 2012)…

NASAA to Welcome Next Century of Investor Protection

Annual Conference to Focus on Past, Present and Future of Securities Regulation WASHINGTON (August 4, 2011) – State and provincial…

Informed Investor Advisory: What You Need to Know about Crypto ETFs

Are you an informed investor? What You Need to Know about Crypto ETFs Since the first Crypto Exchange-Traded Funds (ETFs)…

NASAA Identifies Threats to Senior Investors in Senate Testimony

State Securities Regulators Outline Initiatives to Protect Seniors from Investment Fraud WASHINGTON, D.C. (March 29, 2006) -- The North American Securities…

Investor Education

INVESTOR EDUCATION State and provincial securities regulators have a long tradition of protecting investors through financial education. Investing means putting…

Newsroom Archive

NASAA Senior-focused News Archive NASAA Spotlights Warning Signs of Guardian Financial AbuseOctober 30, 2017 NASAA Survey: Seniors at Risk…

NASAA President David S. Massey Testifies

July 12, 2011 NASAA President Identifies Enhancements to Investor Protection Since Passage of the Dodd-Frank Act Full Testimony WASHINGTON (July…

Working Group Develops Model Fee Disclosure Schedule

New Voluntary Guidelines to Help Investors Understand and Compare Miscellaneous Broker-Dealer Fees Download > Report on Accessibility and Standardization of…

NASAA Issues Top Five List of Investments to be Wary About

Don’t let low rates push you into bad investments, state regulators warn WASHINGTON (October 1, 2001) – With Tuesday’s interest…