Search Results for: investor bill of rights

NASAA Unveils Pro-Investor Legislative Agenda for the 110th Congress

WASHINGTON, D.C. (January 25, 2007) —The North American Securities Administrators Association (NASAA) today outlined a sweeping legislative agenda that supports efforts to…

The JOBS Act Fails Investors and Entrepreneurs

NASAA: The JOBS Act Fails Investors and EntrepreneursBipartisan Legislation is Flawed Product of Rush to Legislate WASHINGTON (April 5, 2012)…

Wisconsin Securities Regulator Leslie M. Van Buskirk Elected Vice Chair of SEC Investor Advisory Committee

WASHINGTON, D.C. – (March 8, 2022) – The North American Securities Administrators Association (NASAA) announced today that Wisconsin securities administrator…

NASAA to Welcome Next Century of Investor Protection

Annual Conference to Focus on Past, Present and Future of Securities Regulation WASHINGTON (August 4, 2011) – State and provincial…

Newsroom Archive

NASAA Senior-focused News Archive NASAA Spotlights Warning Signs of Guardian Financial AbuseOctober 30, 2017 NASAA Survey: Seniors at Risk…

State Securities Regulators Remind Investors to Do Their Homework Before Investing in 529 College Savings Plans

WASHINGTON (December 22, 2005) —As the year draws to a close, many investors are making decisions for their long-term financial…

State Securities Regulators Announce Settlement with E*TRADE in Auction Rate Securities Investigations

WASHINGTON, D.C., October 19, 2011 — The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…

Beware of oil and gas schemes, state securities regulators warn investors

Con artists may seek to exploit fears over Mideast, oil supply WASHINGTON (March 6, 2003) - With oil prices near…

2015 Presidential Address: Maine Securities Administrator Judith Shaw

September 29, 2015 NASAA 98th Annual Conference San Juan, Puerto Rico Buenas tardes - Bonjour- Good afternoon. President Beatty, Board…

Andrea Seidt to Become NASAA’s Representative on the SEC Investor Advisory Committee

WASHINGTON, D.C. – (September 12, 2024) – The North American Securities Administrators Association (NASAA) is pleased to announce that Andrea…