NASAA Senior-focused News Archive
NASAA Spotlights Warning Signs of Guardian Financial Abuse
October 30, 2017
NASAA Survey: Seniors at Risk from Financial Fraud
August 21, 2017
NASAA Study Examines Broker-Dealer Senior Practices and Procedures
June 15, 2017
NASAA Announces Second Senior$afe Training Week
April 25, 2107
NASAA Coordinated Exams Focus on Broker-Dealer Policies and Procedures for Senior Investors
September 12, 2016
NASAA Releases Guide to Practices and Procedures for Protecting Senior Investors and Vulnerable Adults from Financial Exploitation
September 12, 2016
NASAA Adds Financial Services Module to Senior$afe Training Program
September 8, 2016
NASAA Applauds House of Representatives Approval of The Senior$afe Act
July 6, 2016
NASAA Statement on The Senior$afe Act
June 16, 2016
NASAA Recognizes and Supports World Elder Abuse Awareness Day by Announcing Senior$afe Training Week
June 15, 2016
NASAA Unveils Training Program to Combat Elder Financial Abuse
March 30, 2016
NASAA Members Adopt Model Act to Protect Seniors and Vulnerable Adults
February 1, 2016
NASAA Board Approves Release for Comment of Proposed Model Act to Protect Vulnerable Adults from Financial Exploitation
September 29, 2015
NASAA Releases Annual Enforcement Report Indicating Seniors Remain a Top Target for Cons
September 22, 2015
NASAA Supports World Elder Abuse Awareness Day
June 15, 2015
Maine Securities Administrator Outlines Innovative Program to Combat Senior Financial Exploitation
February 4, 2015
NASAA Appoints Advisory Council to Work with Regulators on Committee on Senior Issues and Diminished Capacity
September 16, 2014
New NASAA Initiative Focuses on Senior Investor Issues
August 19, 2014
NASAA, SEC, FINRA Publish Updated Best Practices for Firms Serving Senior Investors
August 13, 2010
NASAA Leads Fight Against Elder Financial Abuse
June 15, 2010
The Most Dangerous Piece of Mail You’ll Get All Year is For a Free Lunch
November 12, 2009
NASAA Supports Congressional Efforts to Protect Senior Investors
September 11, 2009
NASAA, NAPSA Unite to Fight Financial Elder Abuse
June 15, 2009
State Securities Regulators Voice Strong Support for Senior Investment Protection Act
May 4, 2009
State Securities Regulators Continue to See Fraud and Abuse in the Life Settlement Market
April 29, 2009
AARP and NASAA Launch “Free Lunch Seminar Monitor” Program
October 14, 2008
California Gov. Schwarzenegger Signs Senior Investor Protection Legislation into Law
October 2, 2008
Regulators Release New Report to Assist Financial Services Firms in Serving Older Investors
September 22, 2008
New Hampshire Gov. Lynch Signs Senior Investor Protection Legislation into Law
July 7, 2008
NASAA Voices Strong Support for Casey/Kohl Legislation to Enhance Penalties for Investment Fraud Against Seniors
June 27, 2008
NASAA Commends Dateline NBC for Helping Expose Questionable Equity Indexed Annuity Sales Practices to Seniors
April 14, 2008
State Securities Regulators Announce New Model Rule on the Use of Senior Certifications and Professional Designations
April 1, 2008
SEC, NASAA and FINRA Announce New Steps to Help Protect Senior Investors
February 8, 2008
“Free Lunch” Investment Seminar Examinations Uncover Widespread Problems, Perils for Older Investors
September 10, 2007
State Securities Regulators Issue Senior Investor Alert
September 10, 2007
NASAA Outlines Dangers Facing Senior Investors
September 5, 2007
NASAA Offers Tips on How to Talk to Aging Parents About Senior Investment Fraud
May 22, 2007
SEC and NASAA Launch Program to Protect Senior Investors
May 8, 2006
NASAA Identifies Threats to Senior Investors in Senate Testimony
March 29, 2006
Regulators Urge Investors to Carefully Check Credentials of ‘Senior Specialists’
December 12, 2005
NASAA Outlines Efforts to Fight Senior Investment Fraud
August 17, 2004
State Securities Cops: Senior Investors Facing a Perfect Storm for Investment Fraud
September 4, 2003
Senior Connection
To contact the securities regulators in your state or province, visit NASAA’s interactive map to contact your state or provincial securities regulator and to find other invaluable resources for older individuals.
