Search Results for: investor bill of rights
Financial Services Regulatory Relief Legislation
Written Statement of the North American Securities Administrators Association to the Senate Committee on Banking, Housing and Urban Affairs Regarding…H.R. 3505 – The Financial Services Regulatory Relief Act of 2005
Written Statement of the North American Securities Administrators Association To The Financial Institutions and Consumer Credit Subcommittee House Committee on…State Securities Regulators Announce Settlement with E*TRADE in Auction Rate Securities Investigations
WASHINGTON, D.C., October 19, 2011 — The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…Andrea Seidt to Become NASAA’s Representative on the SEC Investor Advisory Committee
WASHINGTON, D.C. – (September 12, 2024) – The North American Securities Administrators Association (NASAA) is pleased to announce that Andrea…Wisconsin Securities Regulator Leslie M. Van Buskirk Elected Vice Chair of SEC Investor Advisory Committee
WASHINGTON, D.C. – (March 8, 2022) – The North American Securities Administrators Association (NASAA) announced today that Wisconsin securities administrator…NASAA Annual Public Policy Symposium to Focus on Investor Protection in a Digital Age
U.S. Securities and Exchange Commission Chair Gary Gensler, U.S. Commodity Futures Trading Commission Chair Rostin Behnam to Participate WASHINGTON, D.C.…Beware of oil and gas schemes, state securities regulators warn investors
Con artists may seek to exploit fears over Mideast, oil supply WASHINGTON (March 6, 2003) - With oil prices near…State Securities Regulators Announce Settlement with Credit Suisse Securities in Auction Rate Securities Investigation
WASHINGTON, D.C. September 16, 2008 — The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…The Financial Services Modernization Act of 1999
Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the…Securities Regulators Announce Settlement with UBS in Auction Rate Securities Investigation
WASHINGTON, D.C. August 11, 2008 — Karen Tyler, President of the North American Securities Administrators Association (NASAA), announced today that…
Washington, DC 20002
