Search Results for: investor bill of rights
NASAA Identifies Threats to Senior Investors in Senate Testimony
State Securities Regulators Outline Initiatives to Protect Seniors from Investment Fraud WASHINGTON, D.C. (March 29, 2006) -- The North American Securities…SEC, State Securities Regulators Announce Promissory Note Enforcement Sweep
(June 1, 2000) - The U.S. Securities and Exchange Commission (SEC) and state securities regulators today announced a joint effort…NASAA Investor Protection and Education Foundation
About the Foundation Welcome to the NASAA Investor Protection and Education Foundation. We bring together research, education, and advocacy to…State Securities Regulators Remind Investors to Do Their Homework Before Investing in 529 College Savings Plans
WASHINGTON (December 22, 2005) —As the year draws to a close, many investors are making decisions for their long-term financial…NASAA Legislative Agenda for the 117th Congress Principle Four
PRINCIPLE FOUR:Congress should vigorously exercise its oversight authority on behalf of the investing public – including, and especially, retail investors.Congress…Online Tool Helps Investors with Selecting a Financial Advisor
FOR IMMEDIATE RELEASE: Jan. 3, 2018 CONTACTS: Mark Bagley, 202-434-2560, mbagley@aarp.org, @AARPMedia Bob Webster, 202-737-0900, bw@nasaa.org, @NASAA_News .................... WASHINGTON,…NASAA Advises Investors to Beware of Hurricane-related Scams
WASHINGTON (September 1, 2005) —In the wake of widespread devastation caused by Hurricane Katrina in Louisiana, Mississippi, Alabama, and Florida,…NASAA: The JOBS Act an Investor Protection Disaster Waiting to Happen
Legislation Remains Fundamentally Flawed Product of Rush to Legislate WASHINGTON (March 22, 2012) – Congress and the White House have…State Securities Regulators Announce Hotline and Website for E*Trade ARS Investors
WASHINGTON, D.C. January 18, 2012 — The North American Securities Administrators Association (NASAA) today announced that a toll-free hotline and…Legislative Agenda Summary
Executive Summary To help Main Street investors and the nation recover from the recession and financial crisis, NASAA urges the…
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