Search Results for: investor bill of rights
Longer stock trading hours mustn’t shorten investors’ time horizons, state securities regulators warn
WASHINGTON (June 30, 1999) – Longer stock trading hours must not encourage Main Street investors to shorten their investment time…2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director
September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…2025 NASAA Presidential Address: Marni Rock Gibson, Commissioner and Securities Administrator of the Kentucky Department of Financial Institutions
2025 NASAA President Marni Rock Gibson Presidential Address to NASAA MembershipSeptember 9, 2025NASAA 2025 Fall Annual MeetingScottsdale, Arizona As prepared…NASAA Members to Champion Investor Protection on Capitol Hill
WASHINGTON, D.C. – (April 19, 2023) – The North American Securities Administrators Association’s (NASAA) will host its annual “Hill Day”…NASAA Warns Investors to Watch for Holiday Investment Fraud
State Securities Regulators Offer Tips and Resolutions for Safe Investing WASHINGTON, D.C., December 13, 2007 – The North American Securities…NASAA Investor Bulletin: Why You Should Consider Adding a Trusted Contact to Your Account
August 25, 2025 The SEC’s Office of Investor Education and Advocacy, the Financial Industry Regulatory Authority (FINRA) and the North…State Securities Regulators Observe 100 Years of Investor Protection
March Marks Centennial for State Securities Regulation WASHINGTON, D.C. (March 10, 2011) – State securities regulators throughout the United States…Advising Seniors About Their Money: Who Is Qualified?
Testimony of Joseph P. Borg Director, Alabama Securities Commission and President North American Securities Administrators Association, Inc. Before the Special…NASAA Urges Senate Banking Committee to Stand Up for Investors by Retaining the Fiduciary Provisions of the Restoring American Financial Stability Act of 2009
WASHINGTON, D.C. (February 25, 2010) –The North American Securities Administrators Association (NASAA) today urged the Senate Banking Committee not to…State Securities Regulators Issue Senior Investor Alert
NASAA says retirees and those nearing retirement remain vulnerable as they manage a lifetime of savings WASHINGTON, D.C. (September 10, 2007)…
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