Search Results for: fraud

Corporate Governance and Shareholder Empowerment

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…

NASAA Releases Annual Enforcement Report

The latest data reinforces the critical role of securities regulators in protecting investors from fraud and financial abuse. DOWNLOAD: 2022 Enforcement…

Legislation to Further Reduce Impediments to Capital Formation

Testimony of A. Heath Abshure Arkansas Securities Commissioner and Immediate Past-President of the North American Securities Administrators Association, Inc. Before…

Informed Investor Advisory: Private Placement Offerings

Are you an informed investor? Private Placement Offerings The COVID-19 pandemic has caused significant disruption and anxiety to individuals and…

Informed Investor Advisory: Marijuana-related Investments

Are you an informed investor? Marijuana-Related Investments: Greener Pastures or Just Another Scam? You know the pitch – “Don’t miss…

NASAA Forms COVID-19 Enforcement Task Force

WASHINGTON, D.C. (April 28, 2020) – The North American Securities Administrators Association (NASAA) today announced the formation of the COVID-19…

NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package

WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…

Informed Investor Advisory: Seniors’ Guide to Staying Safe Online

Are you an informed investor? Seniors’ Guide to Staying Safe Online The stress of financial fraud can be life changing,…

Senior Summit

SEC, NASAA and FINRA Gather to Coordinate Efforts to Protect Older Investors from Financial Fraud Hosted by the Securities and…

Investor Education Resources for Youth and Educators

For Youth A strong foundation of financial education can help you build a lifetime of good money management habits and…