Search Results for: fraud

A Presidential Conversation: William Beatty and Andrea Seidt

The following is adapted from remarks given at NASAA's Annual Conference on September 16, 2014 by William Beatty, NASAA President…

2019 NASAA Presidential Address: Christopher Gerold, New Jersey Securities Bureau Chief

September 10, 2019NASAA Annual MeetingAustin, Texas Thank you Mike for your generous introduction and for all you’ve accomplished this past…

A Pro-Investor Legislative Agenda For the 110th Congress

News Conference Opening Statement Joseph P. Borg Director, Alabama Securities Commission President, North American Securities Administrators Association January 25, 2007…

Luncheon Address, NASAA Investor Education Training

President's Remarks Franklin L. Widmann Chief, New Jersey Securities Bureau President, North American Securities Administrator's Association November 4, 2004 NASAA…

NASAA: The JOBS Act an Investor Protection Disaster Waiting to Happen

Legislation Remains Fundamentally Flawed Product of Rush to Legislate WASHINGTON (March 22, 2012) – Congress and the White House have…

FINANCIAL EMPOWERMENT FOR WOMEN

Invest in Yourself: Tools to Empower Women Investors NASAA’s Financial Empowerment for Women resources are designed to empower women investors…

Corporate Governance and Shareholder Empowerment

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…

State and Provincial Securities Regulators Offer Resources Addressing Unique Investing Issues Facing Women

New Outreach Program Designed to Help Women Strengthen Financial Confidence WASHINGTON, D.C. (March 2, 2020) —In recognition of Women’s History…

Informed Investor Advisory: Seniors’ Guide to Staying Safe Online

Are you an informed investor? Seniors’ Guide to Staying Safe Online The stress of financial fraud can be life changing,…

Conversation Starters – In Crisis

Conversation Starters for When the Going Gets Rough Getting Started When in crisis, they are especially vulnerable to poor financial…