Search Results for: fraud

“Top 10 Investment Scams” List Released by State Securities Regulators

WASHINGTON (April 23, 2001) – State securities regulators today released a list of the top 10 investment scams they are…

NASAA Investor Bulletin: Technology and Digital Finance: World Investor Week 2024

Oct. 7, 2024 The SEC’s Office of Investor Education and Advocacy (OIEA), the Commodity Futures Trading Commission’s (CFTC’s) Office of…

Our Role

Putting Investors First THE ROLE OF STATE SECURITIES REGULATORS For more than 100 years, state securities regulators have been protecting…

A Presidential Conversation: William Beatty and Andrea Seidt

The following is adapted from remarks given at NASAA's Annual Conference on September 16, 2014 by William Beatty, NASAA President…

NASAA Marks Cryptocurrency Anniversary With a Word of Caution

New NASAA video helps explain cryptocurrency risks WASHINGTON, D.C. (October 31, 2018) – The North American Securities Administrators Association (NASAA)…

A Pro-Investor Legislative Agenda For the 110th Congress

News Conference Opening Statement Joseph P. Borg Director, Alabama Securities Commission President, North American Securities Administrators Association January 25, 2007…

Luncheon Address, NASAA Investor Education Training

President's Remarks Franklin L. Widmann Chief, New Jersey Securities Bureau President, North American Securities Administrator's Association November 4, 2004 NASAA…

NASAA: The JOBS Act an Investor Protection Disaster Waiting to Happen

Legislation Remains Fundamentally Flawed Product of Rush to Legislate WASHINGTON (March 22, 2012) – Congress and the White House have…

Corporate Governance and Shareholder Empowerment

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…

NASAA Releases 2025 Enforcement Report

WASHINGTON, D.C. (October 16, 2025) – The North American Securities Administrators Association (NASAA) today released its 2025 Enforcement Report, identifying…