The state-federal system of regulation within the United States is collaborative and complementary. Congress in 2004 recognized that state securities regulators…
Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing…
Recognizing that education and awareness are powerful tools in the fight against investment fraud, NASAA is pleased to offer a collection of investor education…
Written Statement of Lisa HopkinsWest Virginia Senior Deputy Securities Commissioner and NASAA PresidentOn Behalf of The North American Securities Administrators…
Written Testimony of Melanie Senter LubinBoard Member, North American Securities Administrators Associationand Maryland Commissioner of Securitiesto The U.S. House of…
WASHINGTON, June 15, 2015— The North American Securities Administrators Association (NASAA) today recognized World Elder Abuse Awareness Day (WEAAD) by…
Written Statement of Kristen StandiferLicensing and Examinations Supervisor for the Washington State Department of Financial Institutions and Chair of the…
