Search Results for: fraud

The Need for Financial Aid to America’s States and Territories During the Pandemic

Written Statement of Lisa HopkinsWest Virginia Senior Deputy Securities Commissioner and NASAA PresidentOn Behalf of The North American Securities Administrators…

Informed Investor Advisory: “Registered, Professional” Crypto Trader Scams

Are you an informed investor? “Registered, Professional” Crypto Trader Scams Are you interested in investing in cryptocurrencies but don’t know…

Our Role

Putting Investors First THE ROLE OF STATE SECURITIES REGULATORS For more than 100 years, state securities regulators have been protecting…

A Presidential Conversation: William Beatty and Andrea Seidt

The following is adapted from remarks given at NASAA's Annual Conference on September 16, 2014 by William Beatty, NASAA President…

A Pro-Investor Legislative Agenda For the 110th Congress

News Conference Opening Statement Joseph P. Borg Director, Alabama Securities Commission President, North American Securities Administrators Association January 25, 2007…

Luncheon Address, NASAA Investor Education Training

President's Remarks Franklin L. Widmann Chief, New Jersey Securities Bureau President, North American Securities Administrator's Association November 4, 2004 NASAA…

FINANCIAL EMPOWERMENT FOR WOMEN

Invest in Yourself: Tools to Empower Women Investors NASAA’s Financial Empowerment for Women resources are designed to empower women investors…

NASAA Highlights Top Investor Threats for 2023

Scammers Use Technology and Play on Emotions to Target Retail Investors WASHINGTON, D.C. (April 20, 2023) – The North American…

Corporate Governance and Shareholder Empowerment

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…

NASAA Releases Annual Enforcement Report

The latest data reinforces the critical role of securities regulators in protecting investors from fraud and financial abuse. DOWNLOAD: 2022 Enforcement…




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