Search Results for: fraud

NASAA unveils legislative agenda that “puts investors first”

Investors need more information, education, protection: state regulators WASHINGTON (December 23, 2002)– Investors need more information, more education and more…

NASAA President Heath Abshure's Keynote Address at SIFMA Compliance and Legal Society Annual Meeting

March 19, 2013Scottsdale, Arizona Good morning, my name is Heath Abshure. I am the Arkansas Securities Commissioner, and the President…

NASAA President Heath Abshure’s Keynote Address at SIFMA Compliance and Legal Society Annual Meeting

March 19, 2013Scottsdale, Arizona Good morning, my name is Heath Abshure. I am the Arkansas Securities Commissioner, and the President…

How to Protect Your Nest Egg

10 Tips to Protect Your Nest Egg First the bad news: As an older investor you are a top target…

NASAA Reminds Investors to Approach Cryptocurrencies, Initial Coin Offerings and Other Cryptocurrency-Related Investment Products with Caution

Borg: “Go beyond the headlines and hype to understand cryptocurrency investment risk.” WASHINGTON, DC (January 4, 2018) – As cryptocurrencies…

2009 Presidential Speech, Texas Securities Commissioner Denise Voigt Crawford

President's Remarks Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association September 15, 2009 NASAA 92nd Annual…

2007 Presidential Speech, North Dakota Securities Commissioner Karen Tyler

President's Remarks Karen Tyler North Dakota Securities Commissioner President, North American Securities Administrators Association October 2, 2007 NASAA 90th Annual…

2007 Seniors Summit, NASAA President Joseph Borg

Second Annual Seniors Summit Opening Statement Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association September 10,…

NASAA Winter Enforcement Conference, NASAA President Brad Skolnik

Brad Skolnik Indiana Securities Commissioner President, North American Securities Administrators Association January 9, 2000 NASAA Winter Enforcement Conference San Diego,…

1999 Presidential Speech, Indiana Securities Commissioner Bradley Skolnik

President's Remarks Bradley Skolnik Indiana Securities Commissioner President, North American Securities Administrators Association September 28, 1999 NASAA Annual Conference Puerto…