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NASAA Releases Annual Enforcement Report

For First Time, Report Shows More Actions Brought Against Registered Securities Industry Members Download: 2016 NASAA Enforcement Report Based on…

NASAA unveils legislative agenda that “puts investors first”

Investors need more information, education, protection: state regulators WASHINGTON (December 23, 2002)– Investors need more information, more education and more…

NASAA Sees Sharp Spike in Crowdfunding Presence on the Internet

NASAA Task Force Monitoring Internet for Increased Signs of Fraud WASHINGTON (December 5, 2012) – Crowdfunding’s presence on the Internet…

Notice of Request for Public Comment: Proposed Changes to Performance Fee Model Rules Under the Uniform Securities Acts of 1956 and 2002

The Board of Directors of the North American Securities Administrators Association, Inc. (“NASAA”) has authorized release for public comment the…

How to Protect Your Nest Egg

10 Tips to Protect Your Nest Egg First the bad news: As an older investor you are a top target…

NASAA Reminds Investors to Approach Cryptocurrencies, Initial Coin Offerings and Other Cryptocurrency-Related Investment Products with Caution

Borg: “Go beyond the headlines and hype to understand cryptocurrency investment risk.” WASHINGTON, DC (January 4, 2018) – As cryptocurrencies…

2009 Presidential Speech, Texas Securities Commissioner Denise Voigt Crawford

President's Remarks Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association September 15, 2009 NASAA 92nd Annual…

2007 Presidential Speech, North Dakota Securities Commissioner Karen Tyler

President's Remarks Karen Tyler North Dakota Securities Commissioner President,  North American Securities Administrators Association October 2, 2007 NASAA 90th Annual…

2007 Seniors Summit, NASAA President Joseph Borg

Second Annual Seniors Summit Opening Statement Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association  September 10,…

NASAA Winter Enforcement Conference, NASAA President Brad Skolnik

Brad Skolnik Indiana Securities Commissioner President, North American Securities Administrators Association January 9, 2000 NASAA Winter Enforcement Conference San Diego,…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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