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Remarks of NASAA President Joseph P. Borg at the Signing of a Memorandum of Understanding Between Federal Commodities and State Securities Regulators

May 21, 2018 Washington, D.C. Good morning everyone. Chairman Giancarlo, distinguished guests, it is an honor to be here with…

Vermont’s Michael Pieciak Begins Term as NASAA President

Download: President Pieciak's Inaugural Address WASHINGTON, D.C. (September 25, 2018)—Vermont Commissioner of Financial Regulation Michael S. Pieciak today began a…

NASAA Releases Annual Enforcement Report

Download: 2018 NASAA Enforcement Report (based on 2017 data) WASHINGTON, D.C. (October 10, 2018) – The North American Securities Administrators…

NASAA Releases Annual Enforcement Report

DOWNLOAD: 2019 Enforcement Report Based on 2018 DataWASHINGTON, D.C. (September 10, 2019) – The North American Securities Administrators Association (NASAA)…

2019 NASAA Presidential Address: Christopher Gerold, New Jersey Securities Bureau Chief

September 10, 2019NASAA Annual MeetingAustin, Texas Thank you Mike for your generous introduction and for all you’ve accomplished this past…

Remarks of NASAA President Christopher Gerold at NASAA’s 2019 Fintech & Cybersecurity Symposium

October 29, 2019NASAA 2019 Fintech & Cybersecurity SymposiumWashington, DCAdvances in financial technology and cybersecurity continue to be top priorities for…

NASAA Announces Top Investor Threats for 2020

Gerold: “Remember, if it sounds too good to be true, it usually is.”WASHINGTON, D.C. (December 23, 2019)—The North American Securities…

Real Life Regulators

Welcome to Real Life Regulators, a podcast featuring investment fraud cases from the files of state and provincial securities regulators…

NASAA Updates COVID-19 Enforcement Task Force Actions

WASHINGTON, D.C. (June 16, 2020) – The North American Securities Administrators Association (NASAA) today updated the status of the work…

2020 Mid-Year Edition

Welcome to the mid-year edition of the NASAA Insight newsletter.  INSIDE THIS EDITION President's Message COVER STORY NASAA Members Show…
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NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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